Public ownership evidence

Principal Exchange-Traded Funds Principal Quality ETF (PSET) Ownership Disclosures

Read PSET insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Principal Exchange-Traded Funds Principal Quality ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
OSAIC HOLDINGS, INC.
Report period
2026-06-30
Available
2026-08-15
Reported shares
21,054
Value (USD)
$1,595,877
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001677044-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PSET fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PSET fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-1521,054$1,595,877None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,290$628,354None
CITADEL ADVISORS LLC2026-06-302026-08-154,808$364,430None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-152,511$190,325None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,588$347,755None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151$66None
UBS Group AG2026-06-302026-08-14228$17,282None
MORGAN STANLEY2026-06-302026-08-142,273$172,286None
Smartleaf Asset Management LLC2026-06-302026-08-135,334$400,946None
Cetera Investment Advisers2026-06-302026-08-136,131$464,709None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1359$4,472None
JPMORGAN CHASE & CO2026-06-302026-08-13383$28,789None
LPL Financial LLC2026-06-302026-08-0814,584$1,105,433None
Global Retirement Partners, LLC2026-06-302026-08-07502$38,040None
PRINCIPAL FINANCIAL GROUP INC2026-06-302026-08-055,774$437,654None
PRINCIPAL FINANCIAL GROUP INC2026-06-302026-08-0584$6,390None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-05120,430$9,128,188None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0489,763$6,803,721None
ASSETMARK, INC2026-06-302026-07-311,413$107,101None
Koshinski Asset Management, Inc.2026-06-302026-07-283,813$289,012None
Capital Investment Advisory Services, LLC2026-06-302026-07-248,807$667,541None
Golden State Wealth Management, LLC2026-06-302026-07-2324,549$1,860,728None
Farther Finance Advisors, LLC2026-06-302026-07-18299$22,663None
Prospera Financial Services Inc2026-06-302026-07-165,708$432,727None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗WELLS FARGO & COMPANY/MN ↗UBS Group AG ↗MORGAN STANLEY ↗Smartleaf Asset Management LLC ↗Cetera Investment Advisers ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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