Separate the three disclosure sources
Recent Form 4 activity
Prospect Capital Corporation: source evidence dated 2026-10-10T12:08:28.848Z.
- Available
- 2026-09-09
- Trade date
- 2026-09-04
- Reporting owners
- Barry John F
- Code
- P
- Shares
- 1,217,105
- Reported value
- Not reported
The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.
Is this an insider transaction, 13F holding, or Congressional event?
Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.
SEC 0001294357-26-000015Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.
Read PSEC fundamentals
Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.
Read PSEC fundamentalsKeep reporting dates and units beside the answer, and inspect its original citations.
Recent Form 4 activity
See the complete recent form 4 activity
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| 2026-09-09 | 2026-09-04 | Barry John F | P | 1,217,105 | Not reported |
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90-day public availability window, up to 50 records.
Recent institutional filing receipts
These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.
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| Advisors Asset Management, Inc. | 2021-12-31 | 2026-08-28 | 618,052 | $5,197,817 | None |
| Advisors Asset Management, Inc. | 2022-12-31 | 2026-08-28 | 640,556 | $4,477,486 | None |
| Advisors Asset Management, Inc. | 2020-06-30 | 2026-08-28 | 131,473 | $671,827 | None |
| Advisors Asset Management, Inc. | 2022-06-30 | 2026-08-28 | 687,015 | $4,802,000 | None |
| Advisors Asset Management, Inc. | 2021-09-30 | 2026-08-28 | 515,469 | $3,969,000 | None |
| Advisors Asset Management, Inc. | 2024-03-31 | 2026-08-27 | 444,540 | $2,453,861 | None |
| Advisors Asset Management, Inc. | 2025-03-31 | 2026-08-27 | 182,346 | $747,619 | None |
| Advisors Asset Management, Inc. | 2022-09-30 | 2026-08-27 | 728,065 | $4,514,000 | None |
| Advisors Asset Management, Inc. | 2020-12-31 | 2026-08-27 | 200,684 | $1,086,000 | None |
| Advisors Asset Management, Inc. | 2022-03-31 | 2026-08-27 | 711,926 | $5,894,747 | None |
| Advisors Asset Management, Inc. | 2023-06-30 | 2026-08-27 | 574,149 | $3,559,724 | None |
| Advisors Asset Management, Inc. | 2023-09-30 | 2026-08-27 | 614,524 | $3,717,870 | None |
| Advisors Asset Management, Inc. | 2023-03-31 | 2026-08-27 | 664,724 | $4,626,479 | None |
| Advisors Asset Management, Inc. | 2021-03-31 | 2026-08-27 | 311,010 | $2,385,447 | None |
| Advisors Asset Management, Inc. | 2021-06-30 | 2026-08-27 | 387,883 | $3,254,000 | None |
| Advisors Asset Management, Inc. | 2020-09-30 | 2026-08-27 | 169,482 | $852,494 | None |
| Advisors Asset Management, Inc. | 2023-12-31 | 2026-08-27 | 450,365 | $2,697,686 | None |
| Advisors Asset Management, Inc. | 2019-12-31 | 2026-08-26 | 113,519 | $731,062 | None |
| Advisors Asset Management, Inc. | 2024-09-30 | 2026-08-22 | 303,806 | $1,625,362 | None |
| Advisors Asset Management, Inc. | 2024-06-30 | 2026-08-22 | 314,693 | $1,740,252 | None |
| Advisors Asset Management, Inc. | 2024-12-31 | 2026-08-22 | 182,430 | $786,273 | None |
| Advisors Asset Management, Inc. | 2020-03-31 | 2026-08-22 | 107,196 | $455,583 | None |
| Kingsview Wealth Management, LLC | 2026-06-30 | 2026-08-20 | 21,001 | $48,513 | None |
| MERCER GLOBAL ADVISORS INC /ADV | 2026-06-30 | 2026-08-20 | 25,783 | $59,559 | None |
| Advisors Asset Management, Inc. | 2019-03-31 | 2026-08-19 | 118,975 | $775,717 | None |
| Advisors Asset Management, Inc. | 2019-09-30 | 2026-08-19 | 115,667 | $762,246 | None |
| Advisors Asset Management, Inc. | 2019-06-30 | 2026-08-19 | 116,716 | $762,155 | None |
| Concorde Asset Management, LLC | 2026-06-30 | 2026-08-19 | 357,400 | $838,012 | None |
| Strive Financial Group ,LLC | 2026-06-30 | 2026-08-18 | 837 | $1,932 | None |
| AMERIFLEX GROUP, INC. | 2026-06-30 | 2026-08-15 | 8,630 | $19,936 | None |
| CAXTON ASSOCIATES LLP | 2026-06-30 | 2026-08-15 | 592,554 | $1,368,800 | None |
| Modern Wealth Management, LLC | 2026-06-30 | 2026-08-15 | 14,200 | $32,802 | None |
| Strategies Wealth Advisors, LLC | 2026-06-30 | 2026-08-15 | 40,632 | $93,861 | None |
| Quarry LP | 2026-06-30 | 2026-08-15 | 860 | $1,987 | None |
| Ameritas Advisory Services, LLC | 2026-06-30 | 2026-08-15 | 6,664 | $15,394 | None |
| NFSG Corp | 2026-06-30 | 2026-08-15 | 7,157 | $16,533 | None |
| Foundations Investment Advisors, LLC | 2026-06-30 | 2026-08-15 | 34,070 | $78,703 | None |
| IFG Advisory, LLC | 2026-06-30 | 2026-08-15 | 4,000 | $9,240 | None |
| Blueshift Asset Management, LLC | 2026-06-30 | 2026-08-15 | 11,024 | $25,465 | None |
| OSAIC HOLDINGS, INC. | 2026-06-30 | 2026-08-15 | 63 | $148 | None |
| OSAIC HOLDINGS, INC. | 2026-06-30 | 2026-08-15 | 10 | $23 | None |
| OSAIC HOLDINGS, INC. | 2026-06-30 | 2026-08-15 | 262,534 | $606,451 | None |
| Squarepoint Ops LLC | 2026-06-30 | 2026-08-15 | 190,138 | $439,219 | None |
| Engineers Gate Manager LP | 2026-06-30 | 2026-08-15 | 282,483 | $652,536 | None |
| JANE STREET GROUP, LLC | 2026-06-30 | 2026-08-15 | 284,000 | $656,040 | Put |
| JANE STREET GROUP, LLC | 2026-06-30 | 2026-08-15 | 434,200 | $1,003,002 | Call |
| Heritage Wealth Advisors | 2026-06-30 | 2026-08-15 | 100 | $231 | None |
| Orion Porfolio Solutions, LLC | 2026-06-30 | 2026-08-15 | 89,180 | $206,006 | None |
| Regal Investment Advisors LLC | 2026-06-30 | 2026-08-15 | 20,266 | $46,815 | None |
| Legal & General Group Plc | 2026-06-30 | 2026-08-15 | 4,032,811 | $9,335,957 | None |
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90-day public filing window, up to 50 source positions.
Recent Congressional disclosures
No matching Congressional transactions were returned in this source preview.
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Bounded public source preview, up to 25 disclosed events.
How to read the disclosure dates
The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.
Company insiders
SEC Form 4 purchases, sales and awards report transactions and their public filing availability.
Institutional managers
13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.
Congressional filers
Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.
Read the transaction codes
Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.