Public ownership evidence

Principal Exchange-Traded Funds Principal U.S. Small-Cap ETF (PSC) Ownership Disclosures

Read PSC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Principal Exchange-Traded Funds Principal U.S. Small-Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Perennial Investment Advisors, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
4,189
Value (USD)
$293,751
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001941040-26-000626
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PSC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PSC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Perennial Investment Advisors, LLC2026-06-302026-08-154,189$293,751None
Ameritas Advisory Services, LLC2026-06-302026-08-157,454$522,706None
XTX Topco Ltd2026-06-302026-08-155,397$378,460None
Wealth Advisors of Tampa Bay, LLC2026-06-302026-08-1573,598$5,160,973None
OSAIC HOLDINGS, INC.2026-06-302026-08-15227$15,918None
OSAIC HOLDINGS, INC.2026-06-302026-08-15146,812$10,296,097None
JANE STREET GROUP, LLC2026-06-302026-08-1514,005$982,089None
FLOW TRADERS U.S. LLC2026-06-302026-08-1539,538$2,773,000None
GTS SECURITIES LLC2026-06-302026-08-156,791$476,212None
&PARTNERS2026-06-302026-08-15134,933$9,451,577None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15313$21,634None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15230$16,134None
AMERIPRISE FINANCIAL INC2026-06-302026-08-152,376,233$166,629,732None
ROYAL BANK OF CANADA2026-06-302026-08-15668$47,000None
ROYAL BANK OF CANADA2026-06-302026-08-15351,376$24,640,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,131$149,000None
D. E. Shaw & Co., Inc.2026-06-302026-08-156,698$469,692None
CITADEL ADVISORS LLC2026-06-302026-08-1536,690$2,572,857None
Larson Financial Group LLC2026-06-302026-08-15100$7,012None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,281$300,201None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15575,201$40,335,494None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,332,130$93,414,534None
COZAD ASSET MANAGEMENT INC2026-06-302026-08-1511,757$824,461None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15709,370$49,743,973None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15675,092$47,340,295None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1565,847$4,617,455None
Silver Grove Financial Group, Inc.2026-06-302026-08-1442$2,945None
Henderson Brothers Financial Partners, LLC2026-06-302026-08-1486,361$6,055,937None
Rockefeller Capital Management L.P.2026-06-302026-08-14130,331$9,139,419None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1421,098$1,479,486None
UBS Group AG2026-06-302026-08-1481$5,680None
Arete Wealth Advisors, LLC2026-06-302026-08-1462,934$4,412,949None
CIBC Bancorp USA Inc.2026-06-302026-08-14250,201$17,479,088None
CIBC Bancorp USA Inc.2026-06-302026-08-1446,390$3,233,076None
Ameritas Investment Partners, Inc.2026-06-302026-08-1419,797$1,388,253None
MORGAN STANLEY2026-06-302026-08-141,846,678$129,496,872None
MORGAN STANLEY2026-06-302026-08-141$95None
MORGAN STANLEY2026-06-302026-08-14138$9,677None
FMR LLC2026-06-302026-08-14328$23,052None
Smartleaf Asset Management LLC2026-06-302026-08-1320,632$1,431,471None
Round Rock Advisors LLC2026-06-302026-08-1326,946$1,889,567None
Integrated Wealth Concepts LLC2026-06-302026-08-1350$3,538None
Advisory Services Network, LLC2026-06-302026-08-1367,791$4,753,824None
Greenwich Wealth Management LLC2026-06-302026-08-1366,133$4,638,000None
NewEdge Advisors, LLC2026-06-302026-08-1347,623$3,339,534None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13235,305$16,500,542None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13612$42,916None
STIFEL FINANCIAL CORP2026-06-302026-08-13182,101$12,770,002None
US BANCORP \DE\2026-06-302026-08-13787$55,188None
JPMORGAN CHASE & CO2026-06-302026-08-133,922$272,113None

90-day public filing window, up to 50 source positions.

Perennial Investment Advisors, LLC ↗Ameritas Advisory Services, LLC ↗XTX Topco Ltd ↗Wealth Advisors of Tampa Bay, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗FLOW TRADERS U.S. LLC ↗GTS SECURITIES LLC ↗&PARTNERS ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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