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Public ownership evidence

PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) Ownership Disclosures

Read PRFD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Brown Financial Advisors2026-06-302026-08-2733,171$1,703,221None
Forum Finance Group S.A.2026-06-302026-08-154,241$176,000None
Vickerman Investment Advisors, Inc.2026-06-302026-08-154,520$232,087None
IFG Advisory, LLC2026-06-302026-08-1574$3,799None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,288$117,486None
JANE STREET GROUP, LLC2026-06-302026-08-157,974$409,439None
Allianz Asset Management GmbH2026-06-302026-08-151,273,711$65,400,857None
Cerity Partners LLC2026-06-302026-08-1545,695$2,346,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,787$92,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-156,785$348,387None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15642$32,965None
CreativeOne Wealth, LLC2026-06-302026-08-149,105$467,487None
CreativeOne Wealth, LLC2026-06-302026-08-14142$7,291None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14232$11,912None
Mariner, LLC2026-06-302026-08-1425,798$1,324,625None
Mariner, LLC2026-06-302026-08-1435,683$1,832,204None
Trek Financial, LLC2026-06-302026-08-1413,788$707,968None
Montgomery Financial Services LLC2026-06-302026-08-1314$719None
Integrated Wealth Concepts LLC2026-06-302026-08-1378,708$4,041,388None
Strategic Wealth Partners, Ltd.2026-06-302026-08-13213$10,937None
NewEdge Advisors, LLC2026-06-302026-08-13127,325$6,537,749None
Summit Financial, LLC2026-06-302026-08-1353,634$2,753,929None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13260$13,350None
JPMORGAN CHASE & CO2026-06-302026-08-13179$9,193None
Vise Technologies, Inc.2026-06-302026-08-1213,457$690,973None
BRIGHTON JONES LLC2026-06-302026-08-1263,429$3,256,873None
Allworth Financial LP2026-06-302026-08-12194$9,962None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1221$1,078None
GREAT VALLEY ADVISOR GROUP, INC.2026-06-302026-08-11121,560$6,241,556None
TOUNJIAN ADVISORY PARTNERS, LLC2026-06-302026-08-08147$7,523None
Luminist Capital LLC2026-06-302026-08-080$1,078None
Lloyd Advisory Services, LLC.2026-06-302026-08-081,640$84,198None
OneDigital Investment Advisors LLC2026-06-302026-08-08230,113$11,815,563None
LPL Financial LLC2026-06-302026-08-08341,551$17,537,513None
BRIGHTON JONES LLC2026-03-312026-08-088,945$453,260None
Birchwood Financial Partners, Inc.2026-06-302026-08-073,521$180,813None
KELLEHER FINANCIAL ADVISORS2026-06-302026-08-073,971$203,896None
Global Retirement Partners, LLC2026-06-302026-08-07662$34,000None
HighTower Advisors, LLC2026-06-302026-08-0632,375$1,662,349None
Mattson Financial Services, LLC2026-06-302026-08-0517,436$888,713None
Elevated Capital Advisors, LLC2026-06-302026-08-0447$2,415None
AE Wealth Management LLC2026-06-302026-08-0410,438$535,971None
AE Wealth Management LLC2026-06-302026-08-049$462None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-046,053$310,794None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3110,718$550,000None
WHITTIER TRUST CO OF NEVADA INC2026-06-302026-07-29253$12,909None
PRIVATE TRUST CO NA2026-06-302026-07-29520$26,700None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2810,718$550,000None
Cape Investment Advisory, Inc.2026-06-302026-07-24200$10,269None
Networth Advisors, LLC2026-06-302026-07-23107$5,494None

90-day public filing window, up to 50 source positions.

Brown Financial Advisors ↗Forum Finance Group S.A. ↗Vickerman Investment Advisors, Inc. ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗Allianz Asset Management GmbH ↗Cerity Partners LLC ↗ROYAL BANK OF CANADA ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.