Public ownership evidence

Principal Spectrum Preferred Securities Active ETF (PREF) Ownership Disclosures

Read PREF insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Principal Spectrum Preferred Securities Active ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
MERCER GLOBAL ADVISORS INC /ADV
Report period
2026-06-30
Available
2026-08-20
Reported shares
20,611
Value (USD)
$392,846
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0000853758-26-000016
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PREF fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PREF fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2020,611$392,846None
Coastal Bridge Advisors, LLC2026-06-302026-08-1832,801$625,195None
DEARBORN PARTNERS LLC2026-06-302026-08-1886,972$1,657,683None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-15132,073$2,517,311None
Resurgent Financial Advisors LLC2026-06-302026-08-1525,378$483,705None
Ameritas Advisory Services, LLC2026-06-302026-08-15200$3,812None
IFG Advisory, LLC2026-06-302026-08-152,280$43,447None
OSAIC HOLDINGS, INC.2026-06-302026-08-1526,701$508,919None
OSAIC HOLDINGS, INC.2026-06-302026-08-1592,300$1,759,258None
BTG Pactual Asset Management US LLC2026-06-302026-08-1542,084$802,121None
Permanens Capital L.P.2026-06-302026-08-151,104,859$21,058,613None
HRT FINANCIAL LP2026-06-302026-08-1538,427$732,000None
Colter Lewis Investment Partners LLC2026-06-302026-08-1514,054$267,869None
Gotham Asset Management, LLC2026-06-302026-08-1514,288$272,329None
Valor Advisors LLC2026-06-302026-08-1549,143$936,666None
&PARTNERS2026-06-302026-08-15264,728$5,045,709None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,900,115$36,206,135None
Pinnacle Financial Partners, Inc.2026-06-302026-08-1530,285$577,232None
Cerity Partners LLC2026-06-302026-08-1564,553$1,230,380None
ROYAL BANK OF CANADA2026-06-302026-08-153,144,041$59,925,000None
ROYAL BANK OF CANADA2026-06-302026-08-1513,038$249,000None
NBH Bank2026-06-302026-08-1511,361$216,541None
Meadow Creek Wealth Advisors LLC2026-06-302026-08-15175,941$3,353,435None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1584,958$1,619,300None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15398,887$7,602,783None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,438,912$27,425,668None
WELLS FARGO & COMPANY/MN2026-06-302026-08-152,958,914$56,396,899None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15915,657$17,452,422None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15669,056$12,752,207None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1522,337$425,743None
BANK OF AMERICA CORP /DE/2026-06-302026-08-154,283,496$81,643,434None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1519,980$380,819None
BANK OF AMERICA CORP /DE/2026-06-302026-08-153,311,323$63,113,820None
BANK OF AMERICA CORP /DE/2026-06-302026-08-154,207,315$80,191,424None
Boreal Capital Management LLC2026-06-302026-08-148,641$164,693None
Henderson Brothers Financial Partners, LLC2026-06-302026-08-1439,713$756,929None
FIDELIS CAPITAL PARTNERS, LLC2026-06-302026-08-1410,111$192,716None
Willis Johnson & Associates, Inc.2026-06-302026-08-1476,348$1,455,198None
Sanctuary Advisors, LLC2026-06-302026-08-14153,792$2,931,281None
Rockefeller Capital Management L.P.2026-06-302026-08-14205,725$3,921,136None
Steward Partners Investment Advisory, LLC2026-06-302026-08-143,535$67,377None
Legacy Bridge, LLC2026-06-302026-08-14122,830$2,341,140None
UBS Group AG2026-06-302026-08-147,713,331$147,016,089None
Mariner, LLC2026-06-302026-08-1454,236$1,033,742None
Creative Planning2026-06-302026-08-14150,776$2,873,786None
SOUTH PLAINS FINANCIAL, INC.2026-06-302026-08-1412,414$236,484None
DEARBORN PARTNERS LLC2026-06-302026-08-1484,715$1,594,333None
UMB Bank, n.a.2026-06-302026-08-1432,496$619,374None
L2 Asset Management, LLC2026-06-302026-08-14437,360$8,336,086None
MORGAN STANLEY2026-06-302026-08-147,186,656$136,977,665None

90-day public filing window, up to 50 source positions.

MERCER GLOBAL ADVISORS INC /ADV ↗Coastal Bridge Advisors, LLC ↗DEARBORN PARTNERS LLC ↗INSIGNEO ADVISORY SERVICES, LLC ↗Resurgent Financial Advisors LLC ↗Ameritas Advisory Services, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗BTG Pactual Asset Management US LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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