Public ownership evidence

VanEck Preferred Securities ex Financials ETF (PFXF) Ownership Disclosures

Read PFXF insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

VanEck Preferred Securities ex Financials ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
65,615
Value (USD)
$1,099,707
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PFXF fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PFXF fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2965,615$1,099,707None
Advisors Asset Management, Inc.2021-12-312026-08-2821,327$466,635None
Advisors Asset Management, Inc.2022-12-312026-08-289,201$153,749None
Advisors Asset Management, Inc.2022-06-302026-08-2818,432$334,000None
Advisors Asset Management, Inc.2021-09-302026-08-2817,491$371,000None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28100$1,784None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-28100$1,754None
Advisors Asset Management, Inc.2022-09-302026-08-2713,727$236,000None
Advisors Asset Management, Inc.2022-03-312026-08-2725,041$514,342None
Advisors Asset Management, Inc.2023-03-312026-08-275,204$91,851None
Advisors Asset Management, Inc.2021-03-312026-08-276,414$133,475None
Advisors Asset Management, Inc.2021-06-302026-08-2712,868$275,000None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-212,793$49,826None
Kingsview Wealth Management, LLC2026-06-302026-08-2014,798$263,999None
LARCH CAPITAL PARTNERS LLC2026-06-302026-08-18329,960$5,886,486None
Balanced Rock Investment Advisors LLC2026-06-302026-08-1832,395$577,927None
Equitable Holdings, Inc.2026-06-302026-08-18168,557$3,007,061None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1814,738$263,000None
Synergy Investment Management, LLC2026-06-302026-08-15451$8,046None
Modern Wealth Management, LLC2026-06-302026-08-1536,952$659,224None
Mission Hills Financial Advisory, LLC2026-06-302026-08-1514,546$259,501None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1589,944$1,604,594None
O'ROURKE & COMPANY, Inc2026-06-302026-08-1511,945$213,101None
Ameritas Advisory Services, LLC2026-06-302026-08-15505$9,009None
Treasurer of the State of North Carolina2026-06-302026-08-159,351,150$166,825,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-155,800$103,472None
OSAIC HOLDINGS, INC.2026-06-302026-08-15392,753$7,006,683None
JANE STREET GROUP, LLC2026-06-302026-08-1531,088$554,610None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-15175,328$3,127,852None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1531,389$559,980None
Tandem Financial, LLC2026-06-302026-08-1567,946$1,212,157None
CASTLEKEEP INVESTMENT ADVISORS LLC2026-06-302026-08-15136,655$2,437,925None
&PARTNERS2026-06-302026-08-1549,367$880,704None
Thrivent Financial for Lutherans2026-06-302026-08-1516,985$303,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15303,551$5,375,889None
AMERIPRISE FINANCIAL INC2026-06-302026-08-153,932$70,147None
AMERIPRISE FINANCIAL INC2026-06-302026-08-155,168$92,202None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15255,710$4,559,185None
Ausdal Financial Partners, Inc.2026-06-302026-08-151,652$29,472None
Ausdal Financial Partners, Inc.2026-06-302026-08-1527,994$499,408None
Cerity Partners LLC2026-06-302026-08-1515,206$271,275None
Cerity Partners LLC2026-06-302026-08-15300$5,352None
Apriem Advisors2026-06-302026-08-1521,000$374,640None
ROYAL BANK OF CANADA2026-06-302026-08-157,010$125,000None
ROYAL BANK OF CANADA2026-06-302026-08-15222,014$3,961,000None
ROYAL BANK OF CANADA2026-06-302026-08-15334,070$5,960,000None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-1520,643$368,272None
World Investment Advisors2026-06-302026-08-1512,642$221,743None
NATIXIS ADVISORS, LLC2026-06-302026-08-1518,443$329,000None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-1513,226$235,952None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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