Public ownership evidence

PhenixFIN Corporation Common Stock (PFX) Ownership Disclosures

Read PFX insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Recent Form 4 activity

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Advisors Asset Management, Inc.2020-06-302026-08-28137,833$105,442None
Advisors Asset Management, Inc.2019-12-312026-08-26143,799$313,482None
Advisors Asset Management, Inc.2020-03-312026-08-22138,348$80,408None
Advisors Asset Management, Inc.2019-03-312026-08-19241,029$749,600None
Advisors Asset Management, Inc.2019-09-302026-08-19145,040$375,654None
Advisors Asset Management, Inc.2019-06-302026-08-19225,794$528,358None
IFG Advisory, LLC2026-06-302026-08-157$298None
Adalta Capital Management LLC2026-06-302026-08-15450$19,152None
Adalta Capital Management LLC2026-06-302026-08-15176,119$7,495,625None
OSAIC HOLDINGS, INC.2026-06-302026-08-15400$17,024None
Legal & General Group Plc2026-06-302026-08-1515,140$655,259None
Bulldog Investors, LLP2026-06-302026-08-1519,218$817,918None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15250$10,645None
Advisors Asset Management, Inc.2018-12-312026-08-14341,343$908,000None
Advisors Asset Management, Inc.2018-09-302026-08-14441,465$1,686,000None
Advisors Asset Management, Inc.2018-06-302026-08-14429,657$1,491,000None
Advisors Asset Management, Inc.2018-03-312026-08-14451,933$1,871,000None
UBS Group AG2026-06-302026-08-14130$5,533None
MORGAN STANLEY2026-06-302026-08-1454,462$2,317,903None
HUNTINGTON NATIONAL BANK2026-06-302026-08-141$1None
AMERICAN FINANCIAL GROUP INC2026-06-302026-08-1310,324$439,389None
AMERICAN FINANCIAL GROUP INC2026-06-302026-08-1354,003$2,298,368None
US BANCORP \DE\2026-06-302026-08-133$128None
Allworth Financial LP2026-06-302026-08-12286$12,173None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗IFG Advisory, LLC ↗Adalta Capital Management LLC ↗Adalta Capital Management LLC ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.