Public ownership evidence

PGIM Floating Rate Income ETF (PFRL) Ownership Disclosures

Read PFRL insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

PGIM Floating Rate Income ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
OSAIC HOLDINGS, INC.
Report period
2026-06-30
Available
2026-08-15
Reported shares
72,905
Value (USD)
$3,604,789
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001677044-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PFRL fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PFRL fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-1572,905$3,604,789None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,209$158,647None
ROYAL BANK OF CANADA2026-06-302026-08-151,196$59,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1513,408$662,956None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-155,607$277,237None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15448,889$22,195,227None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$16None
Mariner, LLC2026-06-302026-08-1438,074$1,882,558None
Inspire Advisors, LLC2026-06-302026-08-1438,596$1,908,371None
MORGAN STANLEY2026-06-302026-08-14150$7,417None
MORGAN STANLEY2026-06-302026-08-141$82None
Strategic Wealth Partners, Ltd.2026-06-302026-08-13100$4,944None
Cetera Investment Advisers2026-06-302026-08-1327,422$1,355,861None
Summit Financial, LLC2026-06-302026-08-1310,177$505,553None
PRUDENTIAL FINANCIAL INC2026-06-302026-08-13577,097$28,534,446None
Colonial Trust Advisors2026-06-302026-08-12448$22,151None
PNC Financial Services Group, Inc.2026-06-302026-08-082,134$105,515None
MML INVESTORS SERVICES, LLC2026-06-302026-08-084,233$209,299None
Clearstead Advisors, LLC2026-06-302026-08-074,442$219,634None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-047,036$347,899None
OPPENHEIMER & CO INC2026-06-302026-08-0417,998$889,908None
Kestra Advisory Services, LLC2026-06-302026-07-2913,539$669,413None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-2951,397$2,541,306None
WEDBUSH SECURITIES INC2026-06-302026-07-294,350$215,000None
TRUIST FINANCIAL CORP2026-06-302026-07-2916,070$794,578None
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2026-06-302026-07-23127$6,283None
Triumph Capital Management2026-06-302026-07-22150$7,417None
Secure Asset Management, LLC2026-06-302026-07-168,933$441,690None
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC2026-06-302026-07-1623,755$1,178,248None
SHEETS SMITH WEALTH MANAGEMENT2026-06-302026-07-1418,899$934,457None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗ROYAL BANK OF CANADA ↗GOLDMAN SACHS GROUP INC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗WELLS FARGO & COMPANY/MN ↗Mariner, LLC ↗Inspire Advisors, LLC ↗MORGAN STANLEY ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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