Public ownership evidence

AAM Low Duration Preferred and Income Securities ETF (PFLD) Ownership Disclosures

Read PFLD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

AAM Low Duration Preferred and Income Securities ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advisors Asset Management, Inc.
Report period
2025-06-30
Available
2026-08-22
Reported shares
338
Value (USD)
$6,622
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001999371-26-018454
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PFLD fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PFLD fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2025-06-302026-08-22338$6,622None
Advisors Asset Management, Inc.2024-09-302026-08-22203$4,303None
Advisors Asset Management, Inc.2024-12-312026-08-22206$4,244None
Advisors Asset Management, Inc.2025-09-302026-08-22343$6,758None
Advisors Asset Management, Inc.2025-03-312026-08-22442$8,937None
Advisors Asset Management, Inc.2025-12-312026-08-22602$11,771None
Teucrium Investment Advisors, LLC2026-06-302026-08-15237,437$4,641,893None
Advisors Asset Management, Inc.2026-06-302026-08-15587$11,477None
Ameritas Advisory Services, LLC2026-06-302026-08-1526,152$511,264None
IFG Advisory, LLC2026-06-302026-08-15533$10,420None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,645$51,939None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,364$65,763None
OSAIC HOLDINGS, INC.2026-06-302026-08-15340,797$6,662,622None
JANE STREET GROUP, LLC2026-06-302026-08-1548,581$949,759None
Medallion Wealth Advisors, LLC2026-06-302026-08-15343$6,706None
Gotham Asset Management, LLC2026-06-302026-08-15226,451$4,427,117None
&PARTNERS2026-06-302026-08-1530,698$600,150None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15385$7,569None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1512,586$246,056None
ROYAL BANK OF CANADA2026-06-302026-08-15453,386$8,864,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,378$27,000None
CITADEL ADVISORS LLC2026-06-302026-08-1556,328$1,101,212None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1582,566$1,614,157None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15328,732$6,426,702None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,170,712$22,887,424None
WELLS FARGO & COMPANY/MN2026-06-302026-08-151,182,996$23,127,578None
Rockefeller Capital Management L.P.2026-06-302026-08-144,268$83,439None
Steward Partners Investment Advisory, LLC2026-06-302026-08-146,854$134,002None
UBS Group AG2026-06-302026-08-1412,994$254,033None
Creative Planning2026-06-302026-08-1411,000$215,050None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-14171,102$3,345,037None
L2 Asset Management, LLC2026-06-302026-08-14412,303$8,097,629None
MORGAN STANLEY2026-06-302026-08-1413$254None
MORGAN STANLEY2026-06-302026-08-141$38None
MORGAN STANLEY2026-06-302026-08-144,639,831$90,708,698None
FMR LLC2026-06-302026-08-141,044$20,419None
Integrated Wealth Concepts LLC2026-06-302026-08-137,694$150,437None
Strategic Wealth Partners, Ltd.2026-06-302026-08-13150$2,933None
Cetera Investment Advisers2026-06-302026-08-1387,468$1,709,985None
NewEdge Advisors, LLC2026-06-302026-08-13449$8,778None
BESSEMER GROUP INC2026-06-302026-08-13600$12,000None
BANK OF MONTREAL /CAN/2026-06-302026-08-137,000$136,850None
StoneX Group Inc.2026-06-302026-08-1310,590$207,242None
STIFEL FINANCIAL CORP2026-06-302026-08-1347,837$935,223None
JPMORGAN CHASE & CO2026-06-302026-08-130$3None
Private Wealth Asset Management, LLC2026-06-302026-08-123,059$59,803None
Johnson Financial Group, Inc.2026-06-302026-08-112,400$47,136None
LPL Financial LLC2026-06-302026-08-08688,338$13,457,009None
Alpine Bank Wealth Management2026-06-302026-08-087,159$139,958None
Global Retirement Partners, LLC2026-06-302026-08-072,178$42,580None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Teucrium Investment Advisors, LLC ↗Advisors Asset Management, Inc. ↗Ameritas Advisory Services, LLC ↗IFG Advisory, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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