Public ownership evidence

Global X U.S. Preferred ETF (PFFD) Ownership Disclosures

Read PFFD insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Global X U.S. Preferred ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Advisors Asset Management, Inc.
Report period
2022-12-31
Available
2026-08-28
Reported shares
8,040
Value (USD)
$155,735
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001999371-26-018943
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PFFD fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PFFD fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2022-12-312026-08-288,040$155,735None
Advisors Asset Management, Inc.2022-06-302026-08-284,687$99,000None
Corient Private Wealth LP2026-06-302026-08-2825,841$482,975None
Advisors Asset Management, Inc.2022-09-302026-08-277,569$155,000None
Advisors Asset Management, Inc.2023-06-302026-08-277,811$151,455None
Advisors Asset Management, Inc.2023-09-302026-08-273,032$57,032None
Advisors Asset Management, Inc.2023-03-312026-08-277,895$156,795None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-20365,711$6,835,139None
Caitlin John, LLC2026-06-302026-08-181,000$18,690None
Corient Private Wealth LP2026-06-302026-08-1826,705$499,123None
Equitable Holdings, Inc.2026-06-302026-08-1889,919$1,680,579None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1828,960$541,000None
Thompson David Blair2024-12-312026-08-1516,652$324,881None
Thompson David Blair2026-06-302026-08-1516,771$313,450None
Thompson David Blair2025-12-312026-08-1520,931$395,805None
Thompson David Blair2026-03-312026-08-1520,533$377,807None
10Elms LLP2026-06-302026-08-1529,092$543,722None
Note Advisors, LLC2026-06-302026-08-1518,138$338,999None
Synergy Investment Management, LLC2026-06-302026-08-15229$4,200None
SEI INVESTMENTS CO2026-06-302026-08-151,269,010$23,717,680None
Modern Wealth Management, LLC2026-06-302026-08-151,087,805$20,331,075None
Mutual Advisors, LLC2026-06-302026-08-1557,445$1,073,645None
Nemes Rush Group LLC2026-06-302026-08-15139$2,607None
Meridian Wealth Advisors, LLC2026-06-302026-08-1529,000$542,010None
AIRE ADVISORS, LLC2026-06-302026-08-15362,142$6,768,425None
WCG Wealth Advisors LLC2026-06-302026-08-1519,432$363,181None
Western Wealth Management, LLC2026-06-302026-08-1524,096$450,351None
IFG Advisory, LLC2026-06-302026-08-151,966$36,739None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,705$181,390None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,338$43,697None
OSAIC HOLDINGS, INC.2026-06-302026-08-15197,186$3,685,548None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1574,861$1,399,152None
Ancora Advisors LLC2026-06-302026-08-15288$5,383None
Medallion Wealth Advisors, LLC2026-06-302026-08-1512,389$231,548None
ABOUND FINANCIAL, LLC2026-06-302026-08-152,712$50,687None
Gotham Asset Management, LLC2026-06-302026-08-1526,724$499,472None
Waverly Advisors, LLC2026-06-302026-08-15138,526$2,589,060None
&PARTNERS2026-06-302026-08-15147,447$2,755,621None
Thrivent Financial for Lutherans2026-06-302026-08-15317,639$5,937,000None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1514,650$273,802None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15379,936$7,093,146None
MAI Capital Management2026-06-302026-08-15851,371$15,912,117None
MAI Capital Management2026-06-302026-08-152,917$54,519None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1579,595$1,487,631None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-1545,362$847,816None
ROYAL BANK OF CANADA2026-06-302026-08-15195$4,000None
ROYAL BANK OF CANADA2026-06-302026-08-1521,565$403,000None
ROYAL BANK OF CANADA2026-06-302026-08-15547,467$10,232,000None
ROYAL BANK OF CANADA2026-06-302026-08-152,754$51,000None
MONETA GROUP INVESTMENT ADVISORS LLC2026-06-302026-08-1516,949$316,774None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Caitlin John, LLC ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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