Public ownership evidence

Innovator U.S. Equity Power Buffer ETF - December (PDEC) Ownership Disclosures

Read PDEC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator U.S. Equity Power Buffer ETF - December: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
34,045
Value (USD)
$1,280,093
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read PDEC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read PDEC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2934,045$1,280,093None
HORAN Wealth, LLC2026-06-302026-08-2711,838$543,246None
Dakota Wealth Management2025-09-302026-08-275,147$216,277None
Dakota Wealth Management2025-12-312026-08-2710,942$474,664None
Dakota Wealth Management2026-03-312026-08-2711,526$489,855None
Bernard Wealth Management Corp.2026-06-302026-08-223,015$138,359None
ATX Financial Planning, LLC2026-06-302026-08-215,603$257,122None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-21112,864$5,179,329None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2013,368$613,458None
Beacon Pointe Advisors, LLC2026-06-302026-08-19204,353$9,377,751None
Orion Capital Management LLC2026-06-302026-08-1920,984$962,956None
Triton Financial Group Inc2026-06-302026-08-1816,205$743,647None
FSA Advisors, Inc.2026-06-302026-08-1828,994$1,330,535None
AMERIFLEX GROUP, INC.2026-06-302026-08-155,808$266,529None
Vantage Point Financial LLC2026-06-302026-08-156,764$310,400None
Mutual Advisors, LLC2026-06-302026-08-1513,622$625,115None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1512,234$561,418None
COFG Advisors, LLC2026-06-302026-08-154,619$211,966None
Bellwether Advisors, LLC2026-06-302026-08-15235,490$10,806,636None
Foundations Investment Advisors, LLC2026-06-302026-08-1543,545$1,998,280None
IFG Advisory, LLC2026-06-302026-08-15926$42,494None
OSAIC HOLDINGS, INC.2026-06-302026-08-157,857$360,558None
OSAIC HOLDINGS, INC.2026-06-302026-08-1521,583$990,444None
OSAIC HOLDINGS, INC.2026-06-302026-08-1523,960$1,099,524None
OSAIC HOLDINGS, INC.2026-06-302026-08-15647,086$29,694,675None
HRT FINANCIAL LP2026-06-302026-08-1548,872$2,242,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1540,164$1,843,125None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1562,268$2,857,479None
Ausdal Financial Partners, Inc.2026-06-302026-08-154,746$217,794None
MAI Capital Management2026-06-302026-08-1534,367$1,577,102None
Cerity Partners LLC2026-06-302026-08-151,000$45,890None
Cerity Partners LLC2026-06-302026-08-1547,150$2,163,733None
Cresset Asset Management, LLC2026-06-302026-08-1553,204$2,441,509None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-158,000$367,120None
AQR CAPITAL MANAGEMENT LLC2026-06-302026-08-158,165$374,692None
ALLIANCEBERNSTEIN L.P.2026-06-302026-08-153,189,654$135,560,295None
CITADEL ADVISORS LLC2026-06-302026-08-1520,736$951,575None
Hirtle & Co., LLC2026-06-302026-08-154,527$207,744None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-155,851$268,503None
World Investment Advisors2026-06-302026-08-1519,526$853,046None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15197,701$9,072,499None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1545,439$2,085,196None
BARCLAYS PLC2026-06-302026-08-153,253$149,280None
WELLS FARGO & COMPANY/MN2026-06-302026-08-152,006$92,055None
Wood Tarver Financial Group, LLC2026-06-302026-08-147,074$324,000None
Pathstone Holdings, LLC2026-06-302026-08-140$5,012,152None
FSA Advisors, Inc.2026-06-302026-08-1428,994$1,330,535None
Visionary Wealth Advisors2026-06-302026-08-1418,676$857,042None
Capital Square, LLC2026-06-302026-08-147,336$338,923None
Delta Investment Management, LLC2026-06-302026-08-145,296$243,033None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗HORAN Wealth, LLC ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Dakota Wealth Management ↗Bernard Wealth Management Corp. ↗ATX Financial Planning, LLC ↗GILL CAPITAL PARTNERS, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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