Public ownership evidence

Roundhill GLP-1 & Weight Loss ETF (OZEM) Ownership Disclosures

Read OZEM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Roundhill GLP-1 & Weight Loss ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Federation des caisses Desjardins du Quebec
Report period
2026-06-30
Available
2026-08-15
Reported shares
100
Value (USD)
$3,254
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002022297-26-000007
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read OZEM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read OZEM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Federation des caisses Desjardins du Quebec2026-06-302026-08-15100$3,254None
OSAIC HOLDINGS, INC.2026-06-302026-08-1550$1,633None
OSAIC HOLDINGS, INC.2026-06-302026-08-1514,528$472,713None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1543,472$1,414,579None
ROYAL BANK OF CANADA2026-06-302026-08-15137$4,000None
CITADEL ADVISORS LLC2026-06-302026-08-1519,600$637,784Put
Rockefeller Capital Management L.P.2026-06-302026-08-14500$16,270None
UBS Group AG2026-06-302026-08-1412,060$392,432None
HOLLENCREST CAPITAL MANAGEMENT2026-06-302026-08-14136$4,425None
MORGAN STANLEY2026-06-302026-08-141,039$33,809None
Summit Financial, LLC2026-06-302026-08-1317,594$572,509None
BANK OF MONTREAL /CAN/2026-06-302026-08-13140$4,556None
BANK OF MONTREAL /CAN/2026-06-302026-08-13950$30,913None
Perigon Wealth Management, LLC2026-06-302026-08-0825,270$822,286None
Arrowroot Family Office, LLC2026-06-302026-08-0710,709$348,471None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-0525,218$820,594None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0423,418$762,022None
Fourth Dimension Wealth, LLC2026-06-302026-08-01100$3,254None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3036,666$1,193,120None
LODESTAR PRIVATE ASSET MANAGEMENT LLC2026-06-302026-07-2910,531$342,679None
TRUIST FINANCIAL CORP2026-06-302026-07-293,900$126,906None
TRUIST FINANCIAL CORP2026-06-302026-07-293,269$106,373None
AdvisorNet Financial, Inc2026-06-302026-07-2485$2,761None
OAK FAMILY ADVISORS, LLC2026-06-302026-07-2129,892$972,686None
Physician Wealth Advisors, Inc.2026-06-302026-07-2140$1,302None
Farther Finance Advisors, LLC2026-06-302026-07-18285$9,274None
Cox Capital Mgt LLC2026-06-302026-07-1540,392$1,314,356None

90-day public filing window, up to 50 source positions.

Federation des caisses Desjardins du Quebec ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗ROYAL BANK OF CANADA ↗CITADEL ADVISORS LLC ↗Rockefeller Capital Management L.P. ↗UBS Group AG ↗HOLLENCREST CAPITAL MANAGEMENT ↗MORGAN STANLEY ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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