Public ownership evidence

Oxford Square Capital Corp. (OXSQ) Ownership Disclosures

Read OXSQ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Oxford Square Capital Corp.: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-09-14
Trade date
2026-09-03
Reporting owners
NOVAK STEVEN P
Code
S
Shares
5,000
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0001213900-26-099533
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read OXSQ fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read OXSQ fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-09-142026-09-03NOVAK STEVEN PS5,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-2854,492$222,327None
Advisors Asset Management, Inc.2020-06-302026-08-28412,210$1,154,188None
Advisors Asset Management, Inc.2021-09-302026-08-2856,805$230,000None
Advisors Asset Management, Inc.2020-12-312026-08-27211,280$644,000None
Advisors Asset Management, Inc.2021-03-312026-08-27145,553$675,366None
Advisors Asset Management, Inc.2021-06-302026-08-27100,144$492,000None
Advisors Asset Management, Inc.2020-09-302026-08-27269,819$666,453None
Advisors Asset Management, Inc.2019-12-312026-08-26527,814$2,871,308None
Advisors Asset Management, Inc.2020-03-312026-08-22474,730$1,210,562None
Advisors Asset Management, Inc.2019-03-312026-08-19532,604$3,461,926None
Advisors Asset Management, Inc.2019-09-302026-08-19506,769$3,157,171None
Advisors Asset Management, Inc.2019-06-302026-08-19519,103$3,322,259None
Ameritas Advisory Services, LLC2026-06-302026-08-152,424$3,199None
OSAIC HOLDINGS, INC.2026-06-302026-08-15605$799None
Legal & General Group Plc2026-06-302026-08-15725,171$960,852None
HRT FINANCIAL LP2026-06-302026-08-15225,337$297,000None
ROYAL BANK OF CANADA2026-06-302026-08-1511,800$16,000None
CITADEL ADVISORS LLC2026-06-302026-08-1531,400$41,448Call
ALERUS FINANCIAL NA2026-06-302026-08-1510,000$13,200None
TWO SIGMA SECURITIES, LLC2026-06-302026-08-1531,255$41,257None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1568,742$90,739None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15502$663None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1540$53None
Advisors Asset Management, Inc.2018-12-312026-08-14488,099$3,158,000None
Advisors Asset Management, Inc.2018-09-302026-08-14519,927$3,702,000None
Advisors Asset Management, Inc.2018-06-302026-08-14480,340$3,314,000None
UBS Group AG2026-06-302026-08-14295,962$390,670None
UBS Group AG2026-06-302026-08-146,566$8,667None
CANADA LIFE ASSURANCE Co2026-06-302026-08-1499,101$130,000None
MORGAN STANLEY2026-06-302026-08-1455,142$72,787None
MORGAN STANLEY2026-06-302026-08-141$2None
MORGAN STANLEY2026-06-302026-08-1436,200$47,784None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-134,459$5,886None
Integrated Wealth Concepts LLC2026-06-302026-08-131,458$1,925None
Strategic Wealth Partners, Ltd.2026-06-302026-08-13126,000$166,320None
Cetera Investment Advisers2026-06-302026-08-1322,748$30,027None
SIMPLEX TRADING, LLC2026-06-302026-08-131,955$2,580None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-135,367$7,085None
StoneX Group Inc.2026-06-302026-08-1319,604$26,699None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,204$1,589None
JPMORGAN CHASE & CO2026-06-302026-08-131,320$1,756None
JPMORGAN CHASE & CO2026-06-302026-08-13490$652None
Reliant Investment Partners, LLC2026-06-302026-08-1213,462$17,770None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-129,053$11,950None
Virtus Investment Advisers, LLC2026-06-302026-08-12239,321$315,904None
Arkadios Wealth Advisors2026-06-302026-08-1112,036$15,888None
Arkadios Wealth Advisors2026-06-302026-08-1110,000$13,200None
Arax Advisory Partners2026-06-302026-08-111,428$1,885None
United Bank2026-06-302026-08-1115,420$20,354None
BlackRock, Inc.2026-06-302026-08-084$6None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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