Public ownership evidence

ALPS O'Shares U.S. Small-Cap Quality Dividend ETF (OUSM) Ownership Disclosures

Read OUSM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

ALPS O'Shares U.S. Small-Cap Quality Dividend ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
HORAN Wealth, LLC
Report period
2026-06-30
Available
2026-08-27
Reported shares
13,045
Value (USD)
$619,912
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002072569-26-000007
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read OUSM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read OUSM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

HORAN Wealth, LLC2026-06-302026-08-2713,045$619,912None
Kingsview Wealth Management, LLC2026-06-302026-08-204,383$208,283None
Equitable Holdings, Inc.2026-06-302026-08-1820,415$970,122None
Mutual Advisors, LLC2026-06-302026-08-1514,425$685,471None
Qube Research & Technologies Ltd2026-06-302026-08-15343$16,299None
IFG Advisory, LLC2026-06-302026-08-151,783$84,729None
OSAIC HOLDINGS, INC.2026-06-302026-08-15164$7,811None
OSAIC HOLDINGS, INC.2026-06-302026-08-1525,407$1,207,443None
Blue Chip Partners, LLC2026-06-302026-08-156,094$289,584None
HRT FINANCIAL LP2026-06-302026-08-159,014$428,000None
FLOW TRADERS U.S. LLC2026-06-302026-08-1513,790$655,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-158,840$420,077None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1516,532$785,601None
BROWN ADVISORY INC2026-06-302026-08-1544,300$2,105,136None
&PARTNERS2026-06-302026-08-1541,287$1,961,937None
Thrivent Financial for Lutherans2026-06-302026-08-15306,034$14,543,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15101,025$4,810,811None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,637$77,790None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,334$63,392None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,502,650$71,367,822None
Ausdal Financial Partners, Inc.2026-06-302026-08-153,399$161,526None
Ausdal Financial Partners, Inc.2026-06-302026-08-152,209$104,981None
ROYAL BANK OF CANADA2026-06-302026-08-15510$24,000None
ROYAL BANK OF CANADA2026-06-302026-08-15191,150$9,083,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1530,838$1,465,422None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,274,193$60,549,655None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15116,870$5,553,660None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15133,698$6,353,321None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15120,361$5,719,573None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15164,645$7,823,930None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15139,177$6,613,691None
Hamrick Investment Counsel, llc2026-06-302026-08-14135,722$6,449,510None
Sanctuary Advisors, LLC2026-06-302026-08-14898,228$42,683,797None
Rockefeller Capital Management L.P.2026-06-302026-08-144,755$226,003None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14129,166$6,137,946None
UBS Group AG2026-06-302026-08-143,214$152,729None
UBS Group AG2026-06-302026-08-14230,902$10,972,463None
Virtu Financial LLC2026-06-302026-08-1416,522$785,000None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1438,226$1,816,117None
HANTZ FINANCIAL SERVICES, INC.2026-06-302026-08-141,052$50,000None
VANGUARD ADVISERS INC2026-06-302026-08-1434$1,616None
MORGAN STANLEY2026-06-302026-08-141,260,926$59,919,236None
MORGAN STANLEY2026-06-302026-08-141$69None
MORGAN STANLEY2026-06-302026-08-14121$5,750None
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2026-06-302026-08-1415,476$735,420None
FMR LLC2026-06-302026-08-146,953$330,418None
HUNTINGTON NATIONAL BANK2026-06-302026-08-14141$6,700None
Miller Capital Partners, Inc.2026-06-302026-08-131,124$53,413None
Sunrise Financial Services, LLC2026-06-302026-08-137,157$340,101None
Integrated Wealth Concepts LLC2026-06-302026-08-131,667$79,226None

90-day public filing window, up to 50 source positions.

HORAN Wealth, LLC ↗Kingsview Wealth Management, LLC ↗Equitable Holdings, Inc. ↗Mutual Advisors, LLC ↗Qube Research & Technologies Ltd ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Blue Chip Partners, LLC ↗HRT FINANCIAL LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.