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Public ownership evidence

AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF (OCTU) Ownership Disclosures

Read OCTU insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CENTAURUS FINANCIAL, INC.2026-06-302026-08-186,241$190,000None
IFG Advisory, LLC2026-06-302026-08-15187$5,689None
OSAIC HOLDINGS, INC.2026-06-302026-08-1516,367$497,884None
OSAIC HOLDINGS, INC.2026-06-302026-08-1526,457$804,815None
JANE STREET GROUP, LLC2026-06-302026-08-1517,679$537,795None
HRT FINANCIAL LP2026-06-302026-08-158,455$257,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1516,940$515,314None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1582,117$2,497,999None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1511,804$359,078None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1513,527$411,491None
UBS Group AG2026-06-302026-08-1490$2,738None
NBZ Investment Advisors LLC2026-06-302026-08-1413,922$423,507None
Regatta Research & Money Management2026-06-302026-08-133,214$97,770None
Regatta Research & Money Management2026-06-302026-08-131,775$53,996None
Regatta Research & Money Management2026-06-302026-08-131,590$48,368None
Regatta Research & Money Management2026-06-302026-08-131,412$42,954None
Regatta Research & Money Management2026-06-302026-08-131,235$37,569None
Regatta Research & Money Management2026-06-302026-08-131,215$36,961None
Regatta Research & Money Management2026-06-302026-08-131,153$35,075None
Regatta Research & Money Management2026-06-302026-08-131,112$33,828None
Regatta Research & Money Management2026-06-302026-08-131,062$32,307None
Regatta Research & Money Management2026-06-302026-08-13883$26,861None
Regatta Research & Money Management2026-06-302026-08-13742$22,572None
Regatta Research & Money Management2026-06-302026-08-13663$20,169None
Regatta Research & Money Management2026-06-302026-08-13655$19,926None
Regatta Research & Money Management2026-06-302026-08-13600$18,252None
Regatta Research & Money Management2026-06-302026-08-13578$17,583None
Regatta Research & Money Management2026-06-302026-08-13555$16,884None
Regatta Research & Money Management2026-06-302026-08-13477$14,511None
Regatta Research & Money Management2026-06-302026-08-13475$14,450None
Regatta Research & Money Management2026-06-302026-08-13444$13,507None
Regatta Research & Money Management2026-06-302026-08-13443$13,477None
Regatta Research & Money Management2026-06-302026-08-13436$13,264None
Regatta Research & Money Management2026-06-302026-08-13424$12,899None
Regatta Research & Money Management2026-06-302026-08-13360$10,952None
Regatta Research & Money Management2026-06-302026-08-13353$10,739None
Cetera Investment Advisers2026-06-302026-08-1323,316$709,273None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,223$158,884None
JPMORGAN CHASE & CO2026-06-302026-08-133,651$110,152None
Arax Advisory Partners2026-06-302026-08-1126,214$797,430None
Savant Capital, LLC2026-06-302026-08-1143,259$1,315,939None
Allianz SE2026-06-302026-08-11450,947$13,717,808None
Allianz SE2026-06-302026-08-1161,146$1,860,061None
Lloyd Advisory Services, LLC.2026-06-302026-08-086$183None
OneDigital Investment Advisors LLC2026-06-302026-08-0844,028$1,339,332None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0812,678$385,665None
BCGM Wealth Management, LLC2026-06-302026-08-057,901$240,348None
USA FINANCIAL FORMULAS2026-06-302026-08-0577,505$2,357,702None
Elevated Capital Advisors, LLC2026-06-302026-08-04217$6,601None
AE Wealth Management LLC2026-06-302026-08-0467$2,038None

90-day public filing window, up to 50 source positions.

CENTAURUS FINANCIAL, INC. ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗HRT FINANCIAL LP ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗AMERIPRISE FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.