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Public ownership evidence

Novartis AG (NVS) Ownership Disclosures

Read NVS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-29980$153,586None
Cornerstone Financial Management LLC2026-03-312026-08-29875$133,656None
Cornerstone Financial Management LLC2025-12-312026-08-29855$117,879None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-2922,453$2,503,092None
Advisors Asset Management, Inc.2021-12-312026-08-2823,549$2,059,831None
Advisors Asset Management, Inc.2022-12-312026-08-2819,060$1,729,123None
Advisors Asset Management, Inc.2020-06-302026-08-28138,821$12,124,626None
Advisors Asset Management, Inc.2022-06-302026-08-2823,008$1,945,000None
Advisors Asset Management, Inc.2021-09-302026-08-2824,246$1,983,000None
Corient Private Wealth LP2026-06-302026-08-28429,575$67,323,047None
Corient Private Wealth LP2026-06-302026-08-287,633$1,196,336None
SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co2026-06-302026-08-281,549$239,530None
Principia Wealth Advisory, LLC2026-06-302026-08-27154$24,135None
Principia Wealth Advisory, LLC2026-03-312026-08-27143$21,843None
Brown Financial Advisors2026-06-302026-08-271,821$285,387None
Advisors Asset Management, Inc.2024-03-312026-08-2724,919$2,410,415None
Advisors Asset Management, Inc.2025-03-312026-08-2724,336$2,712,977None
Advisors Asset Management, Inc.2022-09-302026-08-2719,727$1,499,000None
Advisors Asset Management, Inc.2020-12-312026-08-27127,742$12,063,000None
Advisors Asset Management, Inc.2022-03-312026-08-2722,318$1,958,405None
Advisors Asset Management, Inc.2023-06-302026-08-2720,582$2,076,930None
Advisors Asset Management, Inc.2023-09-302026-08-2720,444$2,082,426None
Advisors Asset Management, Inc.2023-03-312026-08-2717,763$1,634,196None
Advisors Asset Management, Inc.2021-03-312026-08-27104,230$8,909,580None
Advisors Asset Management, Inc.2021-06-302026-08-2776,055$6,939,000None
Advisors Asset Management, Inc.2020-09-302026-08-27145,285$12,633,984None
Advisors Asset Management, Inc.2025-09-302026-08-2720,057$2,572,110None
Advisors Asset Management, Inc.2023-12-312026-08-2722,488$2,270,613None
Dakota Wealth Management2025-09-302026-08-274,476$574,003None
Dakota Wealth Management2025-12-312026-08-274,690$646,611None
Dakota Wealth Management2026-03-312026-08-273,907$596,795None
Advus Financial Partners, LLC2026-06-302026-08-261,468$230,065None
Advus Financial Partners, LLC2026-03-312026-08-261,468$224,237None
Advisors Asset Management, Inc.2019-12-312026-08-26118,678$11,237,620None
Advisors Asset Management, Inc.2025-06-302026-08-2521,886$2,648,425None
Advisors Asset Management, Inc.2024-09-302026-08-2224,727$2,844,100None
Advisors Asset Management, Inc.2024-06-302026-08-2227,004$2,874,846None
Advisors Asset Management, Inc.2024-12-312026-08-2225,940$2,524,221None
Advisors Asset Management, Inc.2025-12-312026-08-2220,783$2,865,352None
Advisors Asset Management, Inc.2020-03-312026-08-22132,757$10,945,815None
Delaney Dennis R2026-06-302026-08-22900$141,048None
Delaney Dennis R2026-06-302026-08-22900$141,048None
Delaney Dennis R2026-06-302026-08-22775$121,458None
Harvest Fund Management Co., Ltd2026-06-302026-08-212,900$454,000None
Rehmann Capital Advisory Group2026-06-302026-08-217,503$1,175,979None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-2160,118$9,421,695None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-219$1,410None
Bullock Wealth Management Group2026-06-302026-08-20673$103,736None
Kingsview Wealth Management, LLC2026-06-302026-08-2013,243$2,075,370None
Archer Investment Corp2026-06-302026-08-20166$26,016None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

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Kevin Hern2026-09-252026-08-27sale$15,001 - $50,000

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.