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Public ownership evidence

AllianzIM U.S. Equity Buffer20 Nov ETF (NVBW) Ownership Disclosures

Read NVBW insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advus Financial Partners, LLC2026-06-302026-08-266,637$236,377None
Advus Financial Partners, LLC2026-03-312026-08-266,737$224,230None
Advus Financial Partners, LLC2025-12-312026-08-266,737$227,944None
Advus Financial Partners, LLC2025-09-302026-08-266,537$217,584None
Advus Financial Partners, LLC2025-06-302026-08-266,587$212,250None
Advus Financial Partners, LLC2025-03-312026-08-266,791$207,802None
Advus Financial Partners, LLC2024-12-312026-08-266,791$210,317None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1822,879$815,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,000$106,845None
OSAIC HOLDINGS, INC.2026-06-302026-08-15174,423$6,212,790None
HRT FINANCIAL LP2026-06-302026-08-157,518$267,000None
OLD MISSION CAPITAL LLC2026-06-302026-08-1531,318$1,115,390None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1522,823$812,841None
CITADEL ADVISORS LLC2026-06-302026-08-1511,762$418,904None
World Investment Advisors2026-06-302026-08-1526,019$926,649None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15103,734$3,694,486None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15591$21,048None
BARCLAYS PLC2026-06-302026-08-15129$4,594None
Taylor Securities Services, Inc.2026-06-302026-08-146,475$230,607None
UBS Group AG2026-06-302026-08-14267$9,509None
Creative Planning2026-06-302026-08-146,593$234,810None
Cetera Investment Advisers2026-06-302026-08-13163,340$5,817,351None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1338,305$1,364,233None
JPMORGAN CHASE & CO2026-06-302026-08-134,922$174,724None
Diversify Advisory Services, LLC2026-06-302026-08-1110,456$372,704None
Allianz SE2026-06-302026-08-11186,778$6,652,098None
Allianz SE2026-06-302026-08-115,000$178,075None
Grantvest Financial Group LLC2026-06-302026-08-087,390$263,195None
Lloyd Advisory Services, LLC.2026-06-302026-08-08486$17,309None
LPL Financial LLC2026-06-302026-08-08136,236$4,852,028None
Joseph P. Lucia & Associates, LLC2026-06-302026-08-0812,719$452,987None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0810,242$364,755None
Tyche Wealth Partners LLC2026-06-302026-08-0724,290$865,088None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-072,003$71,337None
SAGESPRING WEALTH PARTNERS, LLC2026-06-302026-08-049,332$332,343None
AE Wealth Management LLC2026-06-302026-08-0447$1,674None
POM Investment Strategies, LLC2026-06-302026-08-012,980$106,133None
DIVERSIFY WEALTH MANAGEMENT, LLC2026-06-302026-07-3110,456$372,704None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3138,248$1,362,000None
Elevation Wealth Management LLC2026-06-302026-07-3050$1,781None
Elevation Wealth Management LLC2026-06-302026-07-3010,370$369,328None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30235,388$8,383,350None
JIM SAULNIER & ASSOCIATES, LLC2026-06-302026-07-2918,344$653,322None
Kestra Advisory Services, LLC2026-06-302026-07-29164,946$5,874,552None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-295,175$184,308None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2838,248$1,362,000None
Avidian Wealth Enterprises, LLC2026-06-302026-07-2510,923$389,023None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-25330$11,753None
Capital Investment Advisory Services, LLC2026-06-302026-07-24820$29,204None
Allegheny Financial Group2026-06-302026-07-235,760$205,142None

90-day public filing window, up to 50 source positions.

Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗CENTAURUS FINANCIAL, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.