Explore more topics
Public ownership evidence

AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) Ownership Disclosures

Read NVBT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

Jump to a section

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Show the table · 0 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Show the table · 26 rows, 6 columns

Scroll sideways to compare all columns. Select a heading to sort.

CENTAURUS FINANCIAL, INC.2026-06-302026-08-189,541$378,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-154,125$163,343None
OSAIC HOLDINGS, INC.2026-06-302026-08-1559,824$2,369,022None
OLD MISSION CAPITAL LLC2026-06-302026-08-1514,879$589,184None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1513,171$521,551None
CITADEL ADVISORS LLC2026-06-302026-08-1520,005$792,166None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1598,890$3,915,886None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1513,884$549,784None
BARCLAYS PLC2026-06-302026-08-1572$2,851None
Sanctuary Advisors, LLC2026-06-302026-08-1410,370$410,635None
Cetera Investment Advisers2026-06-302026-08-1334,078$1,349,434None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-139,812$388,540None
Allianz SE2026-06-302026-08-115,000$197,992None
Grantvest Financial Group LLC2026-06-302026-08-0819,418$768,922None
LPL Financial LLC2026-06-302026-08-0868,750$2,722,390None
Lido Advisors, LLC2026-06-302026-08-0811,345$449,239None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-074,806$190,310None
Innovative Asset Advisors Group, LLC2026-06-302026-08-0610,959$433,959None
AE Wealth Management LLC2026-06-302026-08-0447$1,861None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0411,163$442,037None
Nvest Financial, LLC2026-06-302026-07-317,912$313,303None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3060,072$2,378,760None
Kestra Advisory Services, LLC2026-06-302026-07-2912,739$504,424None
KESTRA PRIVATE WEALTH SERVICES, LLC2026-06-302026-07-2919,379$767,377None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-29223$8,830None
IFP Advisors, Inc2026-06-302026-07-21100$3,960None

90-day public filing window, up to 50 source positions.

CENTAURUS FINANCIAL, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗BARCLAYS PLC ↗Sanctuary Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Show the table · 0 rows, 5 columns

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.