Public ownership evidence

Nuveen ESG Small-Cap ETF (NUSC) Ownership Disclosures

Read NUSC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Nuveen ESG Small-Cap ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Corient Private Wealth LP
Report period
2026-06-30
Available
2026-08-28
Reported shares
70,925
Value (USD)
$3,696,597
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001948780-26-000011
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NUSC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NUSC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-2870,925$3,696,597None
Legacy Edge Advisors, LLC2025-09-302026-08-2719,675$867,668None
Financial Insights, Inc.2026-06-302026-08-265,250$273,630None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-201,809,595$94,316,100None
Beacon Pointe Advisors, LLC2026-06-302026-08-19108,786$5,669,908None
Capasso Planning Partners LLC2026-06-302026-08-198,834$460,448None
Orion Capital Management LLC2026-06-302026-08-19533$27,780None
Legacy Edge Advisors, LLC2025-06-302026-08-1818,063$735,887None
Legacy Edge Advisors, LLC2025-03-312026-08-1814,739$565,093None
Legacy Edge Advisors, LLC2024-09-302026-08-1812,819$549,166None
Legacy Edge Advisors, LLC2024-06-302026-08-1812,728$500,720None
Legacy Edge Advisors, LLC2024-03-312026-08-1812,739$529,815None
Legacy Edge Advisors, LLC2024-12-312026-08-1812,447$520,409None
Legacy Edge Advisors, LLC2023-12-312026-08-1810,880$425,408None
Balanced Rock Investment Advisors LLC2026-06-302026-08-186,577$342,793None
Corient Private Wealth LP2026-06-302026-08-18213,053$11,104,263None
Equitable Holdings, Inc.2026-06-302026-08-1823,020$1,199,788None
AMERIFLEX GROUP, INC.2026-06-302026-08-15341$17,773None
Glen Eagle Advisors, LLC2026-06-302026-08-151,455$75,835None
Modern Wealth Management, LLC2026-06-302026-08-1532,766$1,707,764None
Mutual Advisors, LLC2026-06-302026-08-1515,083$786,132None
Milestone Investment Advisors LLC2026-06-302026-08-151,431$74,584None
ENDEAVOR PRIVATE WEALTH, INC.2026-06-302026-08-154,775$248,873None
Ameritas Advisory Services, LLC2026-06-302026-08-15121,636$6,339,642None
WCG Wealth Advisors LLC2026-06-302026-08-15237,572$12,382,230None
IFG Advisory, LLC2026-06-302026-08-151,236$64,420None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,439$179,246None
OSAIC HOLDINGS, INC.2026-06-302026-08-1515,299$797,635None
Betterment LLC2026-06-302026-08-1521,285$1,109,000None
Orion Porfolio Solutions, LLC2026-06-302026-08-1510,495$547,007None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1520,519$1,069,450None
ABOUND FINANCIAL, LLC2026-06-302026-08-155,239$273,062None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15325$16,939None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1521$1,095None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15394$20,535None
Colter Lewis Investment Partners LLC2026-06-302026-08-1514,595$760,691None
Destination Wealth Management2026-06-302026-08-1513,414$699,138None
&PARTNERS2026-06-302026-08-1517,452$909,602None
LAZARD ASSET MANAGEMENT LLC2026-06-302026-08-1541,898$2,183,724None
Thrivent Financial for Lutherans2026-06-302026-08-158,927$465,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15127,194$6,558,147None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15150,369$7,848,462None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15224$11,675None
MAI Capital Management2026-06-302026-08-158,256$430,294None
Cresset Asset Management, LLC2026-06-302026-08-1513,648$711,334None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-158,142$424,361None
ROYAL BANK OF CANADA2026-06-302026-08-153,543$185,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,050,824$54,769,000None
ROYAL BANK OF CANADA2026-06-302026-08-1551$3,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,711$193,000None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Legacy Edge Advisors, LLC ↗Financial Insights, Inc. ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Capasso Planning Partners LLC ↗Orion Capital Management LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Legacy Edge Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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