Public ownership evidence

Nuveen ESG Mid-Cap Value ETF (NUMV) Ownership Disclosures

Read NUMV insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Nuveen ESG Mid-Cap Value ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Cornerstone Financial Management LLC
Report period
2026-06-30
Available
2026-08-29
Reported shares
9,724
Value (USD)
$422,894
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002110329-26-000015
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NUMV fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NUMV fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-299,724$422,894None
Cornerstone Financial Management LLC2026-03-312026-08-299,388$363,970None
Cornerstone Financial Management LLC2025-12-312026-08-2910,278$401,867None
Corient Private Wealth LP2026-06-302026-08-2812,918$561,804None
Beacon Pointe Advisors, LLC2026-06-302026-08-19164,656$7,160,876None
Orion Capital Management LLC2026-06-302026-08-1988$3,827None
Legacy Edge Advisors, LLC2023-12-312026-08-187,275$229,454None
Corient Private Wealth LP2026-06-302026-08-1812,918$561,804None
Equitable Holdings, Inc.2026-06-302026-08-185,159$224,354None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15759$33,062None
WCG Wealth Advisors LLC2026-06-302026-08-1563,618$2,766,714None
IFG Advisory, LLC2026-06-302026-08-15664$28,877None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,635$71,106None
OSAIC HOLDINGS, INC.2026-06-302026-08-1518,265$794,527None
Betterment LLC2026-06-302026-08-1511,211$488,000None
Heritage Wealth Advisors2026-06-302026-08-1526,914$1,170,500None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-159,281$403,631None
ABOUND FINANCIAL, LLC2026-06-302026-08-151,711$74,395None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-152,791$121,380None
&PARTNERS2026-06-302026-08-1599,159$4,312,415None
Thrivent Financial for Lutherans2026-06-302026-08-155,879$256,000None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15188,209$8,192,723None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1518,034$784,312None
Cresset Asset Management, LLC2026-06-302026-08-1529,881$1,299,525None
ROYAL BANK OF CANADA2026-06-302026-08-15325$14,000None
ROYAL BANK OF CANADA2026-06-302026-08-15559,619$24,338,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,827$166,000None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-1518,007$783,125None
NATIXIS ADVISORS, LLC2026-06-302026-08-1521,574$938,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1515,874$690,360None
FIRST MANHATTAN CO. LLC.2026-06-302026-08-157,900$343,571None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1564,466$2,803,634None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15323,750$14,079,870None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1568,928$2,997,691None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1547,386$2,060,813None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1575,761$3,294,846None
WELLS FARGO & COMPANY/MN2026-06-302026-08-157,400$321,826None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1530,411$1,322,574None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1529,449$1,280,745None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15224,286$9,754,198None
Rockefeller Capital Management L.P.2026-06-302026-08-14984$42,794None
Rockefeller Capital Management L.P.2026-06-302026-08-14107,851$4,690,440None
Steward Partners Investment Advisory, LLC2026-06-302026-08-142,772$120,544None
UBS Group AG2026-06-302026-08-14266,019$11,569,166None
Mariner, LLC2026-06-302026-08-1439,446$1,715,521None
Creative Planning2026-06-302026-08-14101,067$4,395,404None
RMG Wealth Management LLC2026-06-302026-08-144,330$228,957None
Fiduciary Trust Co2026-06-302026-08-141,036$45,056None
Fiduciary Trust Co2026-06-302026-08-1480,634$3,506,773None
Ameritas Investment Partners, Inc.2026-06-302026-08-141,225$53,289None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Corient Private Wealth LP ↗Beacon Pointe Advisors, LLC ↗Orion Capital Management LLC ↗Legacy Edge Advisors, LLC ↗Corient Private Wealth LP ↗Equitable Holdings, Inc. ↗MANNING & NAPIER ADVISORS LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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