Public ownership evidence

Nuveen ESG Mid-Cap Growth ETF (NUMG) Ownership Disclosures

Read NUMG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Nuveen ESG Mid-Cap Growth ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Corient Private Wealth LP
Report period
2026-06-30
Available
2026-08-28
Reported shares
8,848
Value (USD)
$415,503
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001948780-26-000011
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NUMG fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NUMG fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-288,848$415,503None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-209,218$432,856None
Beacon Pointe Advisors, LLC2026-06-302026-08-1946,117$2,165,655None
Legacy Edge Advisors, LLC2023-12-312026-08-185,879$248,858None
Corient Private Wealth LP2026-06-302026-08-188,848$415,503None
MANNING & NAPIER ADVISORS LLC2026-06-302026-08-15666$31,275None
AIRE ADVISORS, LLC2026-06-302026-08-155,347$251,088None
Ameritas Advisory Services, LLC2026-06-302026-08-15140,216$6,584,543None
WCG Wealth Advisors LLC2026-06-302026-08-1559,018$2,771,529None
OSAIC HOLDINGS, INC.2026-06-302026-08-15209$9,815None
OSAIC HOLDINGS, INC.2026-06-302026-08-15405$19,019None
OSAIC HOLDINGS, INC.2026-06-302026-08-1512,349$579,953None
JANE STREET GROUP, LLC2026-06-302026-08-155,666$266,075None
ABOUND FINANCIAL, LLC2026-06-302026-08-151,034$48,559None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-152,202$103,407None
&PARTNERS2026-06-302026-08-1513,553$636,453None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15114,208$5,206,743None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15207,739$9,755,244None
Cerity Partners LLC2026-06-302026-08-1514,919$700,596None
ROYAL BANK OF CANADA2026-06-302026-08-154,200$197,000None
ROYAL BANK OF CANADA2026-06-302026-08-15182$9,000None
ROYAL BANK OF CANADA2026-06-302026-08-15533,604$25,058,000None
ROYAL BANK OF CANADA2026-06-302026-08-153,159$148,000None
CITADEL ADVISORS LLC2026-06-302026-08-1525,770$1,210,159None
Larson Financial Group LLC2026-06-302026-08-157,988$375,111None
IHT Wealth Management, LLC2026-06-302026-08-156,247$293,346None
COLDSTREAM CAPITAL MANAGEMENT INC2026-06-302026-08-1511,500$540,040None
NATIXIS ADVISORS, LLC2026-06-302026-08-1511,497$539,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1528,875$1,355,970None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1582,624$3,880,022None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-157,386$346,861None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15234,550$11,014,488None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15131,214$6,161,809None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15113,577$5,333,585None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15892$41,888None
WELLS FARGO & COMPANY/MN2026-06-302026-08-156,500$305,240None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1532,525$1,527,374None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1519,313$906,930None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15248,813$11,684,258None
Olde Wealth Management, LLC2026-06-302026-08-146,729$315,000None
Rockefeller Capital Management L.P.2026-06-302026-08-143,117$146,381None
Front Row Advisors LLC2026-06-302026-08-14505$24,518None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14413$19,396None
UBS Group AG2026-06-302026-08-14202,497$9,509,259None
Mariner, LLC2026-06-302026-08-146,284$295,108None
Creative Planning2026-06-302026-08-1477,856$3,656,104None
Virtu Financial LLC2026-06-302026-08-1410,637$499,000None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-141,913$89,834None
Fiduciary Trust Co2026-06-302026-08-14814$38,225None
Fiduciary Trust Co2026-06-302026-08-1462,447$2,932,511None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗MERCER GLOBAL ADVISORS INC /ADV ↗Beacon Pointe Advisors, LLC ↗Legacy Edge Advisors, LLC ↗Corient Private Wealth LP ↗MANNING & NAPIER ADVISORS LLC ↗AIRE ADVISORS, LLC ↗Ameritas Advisory Services, LLC ↗WCG Wealth Advisors LLC ↗OSAIC HOLDINGS, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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