Public ownership evidence

PGIM S&P 500 Buffer 12 ETF - November (NOVP) Ownership Disclosures

Read NOVP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

PGIM S&P 500 Buffer 12 ETF - November: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
OLD MISSION CAPITAL LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
21,326
Value (USD)
$694,031
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001455915-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NOVP fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NOVP fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

OLD MISSION CAPITAL LLC2026-06-302026-08-1521,326$694,031None
ROYAL BANK OF CANADA2026-06-302026-08-1515,199$495,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15180,445$5,872,384None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1412,855$418,352None
UBS Group AG2026-06-302026-08-1457$1,855None
PRUDENTIAL FINANCIAL INC2026-06-302026-08-13541,647$17,625,193None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13500$16,272None
PNC Financial Services Group, Inc.2026-06-302026-08-08796$25,905None
Parallel Advisors, LLC2026-06-302026-08-061,839$59,859None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3036,835$1,198,750None
Kestra Advisory Services, LLC2026-06-302026-07-2920,392$663,635None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-251,824$59,361None
Maltin Wealth Management, Inc.2026-06-302026-07-2316,724$544,264None
Spire Wealth Management2026-06-302026-07-161,395$45,399None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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