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Public ownership evidence

FT Vest U.S. Equity Max Buffer ETF - November (NOVM) Ownership Disclosures

Read NOVM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2918,834$573,376None
Bernard Wealth Management Corp.2026-06-302026-08-22305$10,287None
Capasso Planning Partners LLC2026-06-302026-08-1912,055$406,555None
Glen Eagle Advisors, LLC2026-06-302026-08-1512,681$427,667None
Ameritas Advisory Services, LLC2026-06-302026-08-1515,320$516,667None
OSAIC HOLDINGS, INC.2026-06-302026-08-15909$30,656None
Gallagher Fiduciary Advisors, LLC2026-06-302026-08-1515,855$534,694None
OLD MISSION CAPITAL LLC2026-06-302026-08-1511,965$403,519None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1534,491$1,163,209None
Waverly Advisors, LLC2026-06-302026-08-1518,910$637,740None
Regatta Research & Money Management2026-06-302026-08-13865$29,173None
Regatta Research & Money Management2026-06-302026-08-13365$12,310None
Cetera Investment Advisers2026-06-302026-08-1351,381$1,732,824None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,226$41,347None
Geneos Wealth Management Inc.2026-06-302026-08-0711,980$404,026None
Clearstead Advisors, LLC2026-06-302026-08-0725$844None
Capital Analysts, LLC2026-06-302026-08-061,474$50,000None
PKS Advisory Services, LLC2026-06-302026-08-055,980$201,687None
AE Wealth Management LLC2026-06-302026-08-0411,264$379,878None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0424,452$824,644None
Integrity Financial Corp /WA2026-06-302026-08-01458$15,446None
Buck Wealth Strategies, LLC2026-06-302026-07-317,180$242,146None
Prasad Wealth Partners, LLC2026-06-302026-07-307,025$236,918None
VICTORY FINANCIAL GROUP, LLC2026-06-302026-07-307,127$240,358None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3027,962$943,015None
Kestra Advisory Services, LLC2026-06-302026-07-298,653$291,822None
Clear Creek Financial Management, LLC2026-06-302026-07-2986,897$2,930,601None
TRUIST FINANCIAL CORP2026-06-302026-07-2913,949$470,430None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-25265$8,938None
Capital Investment Advisory Services, LLC2026-06-302026-07-24800$26,980None
Triumph Capital Management2026-06-302026-07-22750$25,294None
PARK AVENUE SECURITIES LLC2026-06-302026-07-2154,458$1,837,000None
Madrona Financial Services, LLC2026-06-302026-07-1819,749$666,035None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Bernard Wealth Management Corp. ↗Capasso Planning Partners LLC ↗Glen Eagle Advisors, LLC ↗Ameritas Advisory Services, LLC ↗OSAIC HOLDINGS, INC. ↗Gallagher Fiduciary Advisors, LLC ↗OLD MISSION CAPITAL LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Waverly Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.