Public ownership evidence

Innovator Growth-100 Power Buffer ETF - December (NDEC) Ownership Disclosures

Read NDEC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator Growth-100 Power Buffer ETF - December: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
10,250
Value (USD)
$241,581
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NDEC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NDEC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2910,250$241,581None
Advus Financial Partners, LLC2026-06-302026-08-268,060$242,122None
Advus Financial Partners, LLC2026-03-312026-08-268,160$219,885None
Advus Financial Partners, LLC2025-12-312026-08-267,835$217,307None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-2111,270$338,551None
FSA Advisors, Inc.2026-06-302026-08-1816,742$502,930None
Mutual Advisors, LLC2026-06-302026-08-159,370$281,475None
OSAIC HOLDINGS, INC.2026-06-302026-08-159,694$291,208None
OSAIC HOLDINGS, INC.2026-06-302026-08-1545,512$1,367,172None
OLD MISSION CAPITAL LLC2026-06-302026-08-1518,185$546,277None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1545,162$1,356,666None
MAI Capital Management2026-06-302026-08-1524,969$750,069None
CITADEL ADVISORS LLC2026-06-302026-08-1540,122$1,205,265None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1524,727$742,799None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15429,030$12,888,061None
FSA Advisors, Inc.2026-06-302026-08-1416,742$502,930None
Cetera Investment Advisers2026-06-302026-08-1386,535$2,599,511None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,934$178,257None
Keating Financial Advisory Services, Inc.2026-06-302026-08-121,762$52,930None
Phoenix Financial Ltd.2026-06-302026-08-1230,975$929,439None
BLAIR WILLIAM & CO/IL2026-06-302026-08-1222,196$666,768None
CALTON & ASSOCIATES, INC.2026-06-302026-08-1111,458$344,198None
LPL Financial LLC2026-06-302026-08-0841,242$1,238,910None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0813,669$410,617None
Beacon Financial Advisory LLC2026-06-302026-08-0619,234$577,789None
Capital Analysts, LLC2026-06-302026-08-06719$22,000None
HighTower Advisors, LLC2026-06-302026-08-068,381$251,765None
AE Wealth Management LLC2026-06-302026-08-043,001$90,150None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0418,762$563,610None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3118,325$550,000None
CORRADO ADVISORS, LLC2026-06-302026-07-3047,794$1,435,732None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30149,343$4,486,260None
Kestra Advisory Services, LLC2026-06-302026-07-2925,143$755,296None
CREATIVE FINANCIAL DESIGNS INC /ADV2026-06-302026-07-295,950$178,738None
TRUIST FINANCIAL CORP2026-06-302026-07-2914,870$446,695None
Fortune Financial Group, Inc.2026-06-302026-07-2810,000$300,400None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2818,325$550,000None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-254,763$143,081None
Diligent Investors, LLC2026-06-302026-07-2522,750$683,410None
AdvisorNet Financial, Inc2026-06-302026-07-241,023$30,731None
Liberty Atlantic Advisors LLC2026-06-302026-07-2331,530$947,161None
LANARK FINANCIAL, INC.2026-06-302026-07-221,334$40,073None
TrustBank2026-06-302026-07-2120,925$628,587None
SECURED RETIREMENT ADVISORS, LLC2026-06-302026-07-1725,136$755,085None
INDEPENDENT FINANCIAL GROUP, LLC2026-06-302026-07-1611,500$345,460None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗Advus Financial Partners, LLC ↗GILL CAPITAL PARTNERS, LLC ↗FSA Advisors, Inc. ↗Mutual Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OLD MISSION CAPITAL LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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