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Public ownership evidence

Nuveen AA-BBB CLO ETF (NCLO) Ownership Disclosures

Read NCLO insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Thompson David Blair2025-12-312026-08-1557,888$1,450,094None
Mutual Advisors, LLC2026-06-302026-08-1518,539$464,958None
ROYAL BANK OF CANADA2026-06-302026-08-1522,680$569,000None
Trajan Wealth LLC2026-06-302026-08-1410,519$263,817None
Sanctuary Advisors, LLC2026-06-302026-08-1414,924$374,285None
Integrated Wealth Concepts LLC2026-06-302026-08-134,465$111,982None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-137,098$178,018None
Kilter Group LLC2026-06-302026-08-12139,201$3,491,162None
Arax Advisory Partners2026-06-302026-08-11473,007$11,863,025None
Crescent Grove Advisors, LLC2026-06-302026-08-1115,973$400,603None
Lionsbridge Wealth Management LLC2026-06-302026-08-0610,006$250,950None
CHANNEL WEALTH LLC2026-06-302026-08-0520,700$519,156None
Diversified Portfolios, Inc.2026-06-302026-08-051,174,514$29,456,799None
VICTORY FINANCIAL GROUP, LLC2026-06-302026-07-308,976$225,119None

90-day public filing window, up to 50 source positions.

Thompson David Blair ↗Mutual Advisors, LLC ↗ROYAL BANK OF CANADA ↗Trajan Wealth LLC ↗Sanctuary Advisors, LLC ↗Integrated Wealth Concepts LLC ↗HARBOUR INVESTMENTS, INC. ↗Kilter Group LLC ↗Arax Advisory Partners ↗Crescent Grove Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.