Public ownership evidence

Neuberger Option Strategy ETF (NBOS) Ownership Disclosures

Read NBOS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Neuberger Option Strategy ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Equitable Holdings, Inc.
Report period
2026-06-30
Available
2026-08-18
Reported shares
51,647
Value (USD)
$1,446,829
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001333986-26-000042
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NBOS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NBOS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Equitable Holdings, Inc.2026-06-302026-08-1851,647$1,446,829None
Proficio Capital Partners LLC2026-06-302026-08-18207,525$5,813,626None
AMERIFLEX GROUP, INC.2026-06-302026-08-15101$2,829None
OSAIC HOLDINGS, INC.2026-06-302026-08-15176,163$4,934,223None
OLD MISSION CAPITAL LLC2026-06-302026-08-1531,911$893,957None
MARSHALL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-1571,901$2,014,235None
MARQUETTE ASSOCIATES, INC.2026-06-302026-08-15462,368$12,952,823None
Cerity Partners LLC2026-06-302026-08-1523,150$648,571None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1511,610$325,244None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15126,516$3,544,232None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-156,520$182,652None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1477,994$2,184,932None
UBS Group AG2026-06-302026-08-1493,701$2,624,940None
NEUBERGER BERMAN GROUP LLC2026-06-302026-08-141,049,239$29,393,486None
NEUBERGER BERMAN GROUP LLC2026-06-302026-08-145,589,165$156,575,027None
MORGAN STANLEY2026-06-302026-08-14213$5,967None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-134,583$130,077None
Integrated Wealth Concepts LLC2026-06-302026-08-1310,078$282,334None
NewEdge Advisors, LLC2026-06-302026-08-131,000$28,014None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1315,261$427,523None
STIFEL FINANCIAL CORP2026-06-302026-08-1310,979$307,567None
JPMORGAN CHASE & CO2026-06-302026-08-1323,502$655,010None
JPMORGAN CHASE & CO2026-06-302026-08-13826$23,021None
Wealthspire Advisors, LLC2026-06-302026-08-12208,415$5,838,569None
Allworth Financial LP2026-06-302026-08-122,963$83,006None
Savant Capital, LLC2026-06-302026-08-1116,960$463,024None
Kingdom Financial Group LLC.2026-06-302026-08-086$160None
LPL Financial LLC2026-06-302026-08-08567,965$15,911,015None
PNC Financial Services Group, Inc.2026-06-302026-08-084,464$125,059None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0858,493$1,638,628None
TFB Advisors LLC2026-06-302026-08-077,330$205,343None
Geneos Wealth Management Inc.2026-06-302026-08-07186$5,208None
Capital Analysts, LLC2026-06-302026-08-062,766$77,000None
Capital Analysts, LLC2026-06-302026-08-06806$23,000None
Janney Montgomery Scott LLC2026-06-302026-08-0637,745$1,057,000None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3110,606$297,000None
ASSETMARK, INC2026-06-302026-07-311,018,963$28,545,331None
HB Wealth Management, LLC2026-06-302026-07-3032,202$902,110None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-308,590$240,630None
Key Capital Management, INC2026-06-302026-07-29175$4,902None
Concurrent Investment Advisors, LLC2026-06-302026-07-288,643$242,114None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2810,606$297,000None
Quest 10 Wealth Builders, Inc.2026-06-302026-07-251,959$54,880None
Networth Advisors, LLC2026-06-302026-07-2351$1,439None
Fortitude Advisory Group L.L.C.2026-06-302026-07-2311,401$319,385None
Triumph Capital Management2026-06-302026-07-22478$13,391None
J.W. COLE ADVISORS, INC.2026-06-302026-07-2229,692$831,801None
LANARK FINANCIAL, INC.2026-06-302026-07-221,117$31,291None
Farther Finance Advisors, LLC2026-06-302026-07-181,665$46,643None
CARY STREET PARTNERS INVESTMENT ADVISORY LLC2026-06-302026-07-187,457$208,900None

90-day public filing window, up to 50 source positions.

Equitable Holdings, Inc. ↗Proficio Capital Partners LLC ↗AMERIFLEX GROUP, INC. ↗OSAIC HOLDINGS, INC. ↗OLD MISSION CAPITAL LLC ↗MARSHALL INVESTMENT MANAGEMENT, LLC ↗MARQUETTE ASSOCIATES, INC. ↗Cerity Partners LLC ↗GOLDMAN SACHS GROUP INC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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