Public ownership evidence

Neuberger Commodity Strategy ETF (NBCM) Ownership Disclosures

Read NBCM insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Neuberger Commodity Strategy ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
OSAIC HOLDINGS, INC.
Report period
2026-06-30
Available
2026-08-15
Reported shares
30,048
Value (USD)
$797,068
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001677044-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read NBCM fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read NBCM fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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OSAIC HOLDINGS, INC.2026-06-302026-08-1530,048$797,068None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1580,424$2,133,649None
ROYAL BANK OF CANADA2026-06-302026-08-151,888$50,000None
World Investment Advisors2026-06-302026-08-1550,371$1,411,864None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1574,806$1,984,603None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1512,740$337,992None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1517,036$451,965None
CONSULTIVA WEALTH MANAGEMENT, CORP.2026-06-302026-08-14490$13,000None
NEUBERGER BERMAN GROUP LLC2026-06-302026-08-141,485,172$39,401,613None
NEUBERGER BERMAN GROUP LLC2026-06-302026-08-142,541,847$67,435,192None
MORGAN STANLEY2026-06-302026-08-141,216$32,260None
MORGAN STANLEY2026-06-302026-08-141$49None
HUNTINGTON NATIONAL BANK2026-06-302026-08-141,000$26,530None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-131,522,036$40,379,607None
STIFEL FINANCIAL CORP2026-06-302026-08-13148,753$3,946,416None
JPMORGAN CHASE & CO2026-06-302026-08-1314,790$389,790None
Vise Technologies, Inc.2026-06-302026-08-1251,245$1,359,523None
Advisors Preferred, LLC2026-06-302026-08-1212,660$335,996None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1212$321None
REGIONS FINANCIAL CORP2026-06-302026-08-11695$18None
REGIONS FINANCIAL CORP2026-06-302026-08-118,798$233,411None
LPL Financial LLC2026-06-302026-08-08314,465$8,342,748None
IAG Wealth Partners, LLC2026-06-302026-08-07100,281$2,660,452None
MGO ONE SEVEN LLC2026-06-302026-08-018,332$221,048None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3126,930$714,000None
HB Wealth Management, LLC2026-06-302026-07-309,679$256,784None
PRIVATE TRUST CO NA2026-06-302026-07-294,685$124,293None
Private Advisor Group, LLC2026-06-302026-07-2836,997$981,528None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2826,930$714,000None
Key Financial Inc2026-06-302026-07-251,860$49,346None
Brookwood Investment Group LLC2026-06-302026-07-2417,841$473,322None
Golden State Wealth Management, LLC2026-06-302026-07-23503$13,345None
Wealth Enhancement Trust Services, Inc.2026-06-302026-07-2390,748$2,407,544None
Wealth Enhancement Trust Services, Inc.2026-06-302026-07-231,939$51,442None
LANARK FINANCIAL, INC.2026-06-302026-07-22221$5,863None
NorthCrest Asset Manangement, LLC2026-06-302026-07-1617,140$472,893None
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC2026-06-302026-07-163,539,167$96,889,588None
Wealth Enhancement Trust Services, Inc.2026-06-302026-07-161,826$41,313None
Wealth Enhancement Trust Services, Inc.2026-06-302026-07-162,254$50,997None

90-day public filing window, up to 50 source positions.

OSAIC HOLDINGS, INC. ↗AMERIPRISE FINANCIAL INC ↗ROYAL BANK OF CANADA ↗World Investment Advisors ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗BANK OF AMERICA CORP /DE/ ↗CONSULTIVA WEALTH MANAGEMENT, CORP. ↗NEUBERGER BERMAN GROUP LLC ↗NEUBERGER BERMAN GROUP LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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