Public ownership evidence

NYLIM Merger Arbitrage ETF (MNA) Ownership Disclosures

Read MNA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

NYLIM Merger Arbitrage ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
231,103
Value (USD)
$7,926,854
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read MNA fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read MNA fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-29231,103$7,926,854None
Comprehensive Money Management Services LLC2026-06-302026-08-186,876$250,833None
Equitable Holdings, Inc.2026-06-302026-08-1839,900$1,454,754None
Equitable Holdings, Inc.2026-06-302026-08-18118,330$4,316,619None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-183,682$134,000None
OSAIC HOLDINGS, INC.2026-06-302026-08-15193$7,041None
OSAIC HOLDINGS, INC.2026-06-302026-08-15922$33,634None
OSAIC HOLDINGS, INC.2026-06-302026-08-1510,662$388,997None
Orion Porfolio Solutions, LLC2026-06-302026-08-1521,721$792,371None
Balyasny Asset Management L.P.2026-06-302026-08-1536,585$1,334,603None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15155$5,651None
AMERIPRISE FINANCIAL INC2026-06-302026-08-151,534$55,960None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15142,406$5,194,897None
MAI Capital Management2026-06-302026-08-159,330$340,365None
ROYAL BANK OF CANADA2026-06-302026-08-1525$1,000None
ROYAL BANK OF CANADA2026-06-302026-08-1580,672$2,943,000None
ROYAL BANK OF CANADA2026-06-302026-08-158,136$297,000None
ROYAL BANK OF CANADA2026-06-302026-08-1510,198$372,000None
ROYAL BANK OF CANADA2026-06-302026-08-15550$20,000None
CITADEL ADVISORS LLC2026-06-302026-08-1557,949$2,113,951None
NBH Bank2026-06-302026-08-15500$18,240None
IHT Wealth Management, LLC2026-06-302026-08-15144,592$5,274,651None
Hyundai Investments Co., Ltd.2026-06-302026-08-1517,269$630,344None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1534,529$1,259,588None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-153,418$124,687None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1511,565$421,885None
WELLS FARGO & COMPANY/MN2026-06-302026-08-155,949$217,017None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1538,333$1,398,350None
ESL Trust Services, LLC2026-06-302026-08-14693$25,280None
Rockefeller Capital Management L.P.2026-06-302026-08-1424,435$891,413None
One Capital Management, LLC2026-06-302026-08-14180,668$6,567,281None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1477$2,809None
CIBC Bancorp USA Inc.2026-06-302026-08-1410,505$383,217None
CAPTRUST FINANCIAL ADVISORS2026-06-302026-08-1472,286$2,636,957None
MORGAN STANLEY2026-06-302026-08-14651,478$23,765,623None
MORGAN STANLEY2026-06-302026-08-1438,333$1,398,369None
MORGAN STANLEY2026-06-302026-08-141$54None
FMR LLC2026-06-302026-08-14133$4,862None
Smartleaf Asset Management LLC2026-06-302026-08-134$146None
Integrated Wealth Concepts LLC2026-06-302026-08-1378$2,846None
Strategic Wealth Partners, Ltd.2026-06-302026-08-134$153None
Cetera Investment Advisers2026-06-302026-08-1369,431$2,532,808None
NewEdge Advisors, LLC2026-06-302026-08-138,453$308,361None
Summit Financial, LLC2026-06-302026-08-139,974$363,847None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13622$22,690None
JPMORGAN CHASE & CO2026-06-302026-08-134$146None
JPMORGAN CHASE & CO2026-06-302026-08-136$219None
Integrated Advisors Network LLC2026-06-302026-08-1213,626$497,070None
Allworth Financial LP2026-06-302026-08-12131$4,779None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12555$20,246None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Comprehensive Money Management Services LLC ↗Equitable Holdings, Inc. ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Orion Porfolio Solutions, LLC ↗Balyasny Asset Management L.P. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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