Public ownership evidence

PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) Ownership Disclosures

Read MINT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
193,322
Value (USD)
$19,452,107
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read MINT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read MINT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-29193,322$19,452,107None
Corient Private Wealth LP2026-06-302026-08-2831,725$3,198,179None
Redwood Investment Management, LLC2025-09-302026-08-277,267$732,000None
Redwood Investment Management, LLC2025-12-312026-08-277,519$754,000None
Advisors Asset Management, Inc.2019-12-312026-08-26329$33,423None
CARLSON FINANCIAL, INC.2026-06-302026-08-256,921$697,742None
CARLSON FINANCIAL, INC.2026-03-312026-08-256,388$642,485None
CARLSON FINANCIAL, INC.2025-12-312026-08-255,351$536,886None
Kings Path Partners LLC2026-03-312026-08-221,791$180,121None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-228,958$903,059None
Rehmann Capital Advisory Group2026-06-302026-08-2120,336$2,050,112None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-213,535$356,363None
Kingsview Wealth Management, LLC2026-06-302026-08-202,183$220,094None
Archer Investment Corp2026-06-302026-08-205,647$569,274None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2096,614$9,739,638None
Beacon Pointe Advisors, LLC2026-06-302026-08-19143,821$14,498,612None
Advisors Asset Management, Inc.2019-03-312026-08-191,506$152,949None
Advisors Asset Management, Inc.2019-09-302026-08-19954$97,050None
Advisors Asset Management, Inc.2019-06-302026-08-191,485$151,099None
Strait & Sound Wealth Management LLC2026-06-302026-08-192,800$282,296None
Nest Investments, LLC2026-03-312026-08-1933,350$3,354,028None
Nest Investments, LLC2025-12-312026-08-1928,417$2,851,382None
Ruggaard & Associates LLC2026-06-302026-08-1825,352$2,555,713None
Corient Private Wealth LP2026-06-302026-08-1833,408$3,367,842None
Redwood Investment Management, LLC2026-06-302026-08-187,874$794,000None
Integrated Investment Consultants, LLC2026-06-302026-08-186,740$679,459None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-18143,974$14,509,669None
Equitable Holdings, Inc.2026-06-302026-08-1883,748$8,442,630None
Proficio Capital Partners LLC2026-06-302026-08-18722,776$72,863,005None
Jefferies Financial Group Inc.2026-06-302026-08-183,560$358,884None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-187,472$753,000None
Thompson David Blair2024-12-312026-08-152,710$271,921None
Thompson David Blair2025-12-312026-08-152,003$200,981None
Sanchez Gaunt Capital Management, LLC2026-06-302026-08-1527,740$2,796,471None
AMERIFLEX GROUP, INC.2026-06-302026-08-157,706$776,841None
10Elms LLP2026-06-302026-08-1511,788$1,188,308None
Blueprint Financial Advisors LLC2026-06-302026-08-1523,762$2,395,406None
Synergy Investment Management, LLC2026-06-302026-08-15973$98,062None
Modern Wealth Management, LLC2026-06-302026-08-15456,112$45,980,645None
Marex Group Ltd2026-06-302026-08-155,000$504,050None
Basecamp Wealth Advisors LLC2026-06-302026-08-154,605$464,230None
Mutual Advisors, LLC2026-06-302026-08-15381,442$38,453,173None
Advyzon Investment Management, LLC2026-06-302026-08-151,035$104,338None
Advyzon Investment Management, LLC2026-06-302026-08-155,891$593,884None
Mission Hills Financial Advisory, LLC2026-06-302026-08-15157,490$15,876,533None
PERSPECTIVE WEALTH ADVISORS LLC2026-06-302026-08-152,545$256,568None
Nemes Rush Group LLC2026-06-302026-08-15316$31,856None
Authentikos Wealth Advisory, LLC2026-06-302026-08-1517,704$1,784,716None
Quarry LP2026-06-302026-08-15950$95,770None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-153,900$393,137None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗Corient Private Wealth LP ↗Redwood Investment Management, LLC ↗Redwood Investment Management, LLC ↗Advisors Asset Management, Inc. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Kings Path Partners LLC ↗WEST MICHIGAN ADVISORS, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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