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Public ownership evidence

Ballast Small/Mid Cap ETF (MGMT) Ownership Disclosures

Read MGMT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Dakota Wealth Management2025-12-312026-08-27148,718$6,592,704None
Dakota Wealth Management2026-03-312026-08-27145,463$6,563,007None
Pure Financial Advisors, LLC2026-06-302026-08-1813,629$694,536None
OSAIC HOLDINGS, INC.2026-06-302026-08-15300$15,288None
HRT FINANCIAL LP2026-06-302026-08-1510,060$512,000None
GTS SECURITIES LLC2026-06-302026-08-1525,495$1,299,225None
Waverly Advisors, LLC2026-06-302026-08-1557,215$2,915,679None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-15286$14,454None
CITADEL ADVISORS LLC2026-06-302026-08-1512,026$612,845None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,701$443,403None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15109,816$5,596,223None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15107,198$5,462,814None
Sanctuary Advisors, LLC2026-06-302026-08-147,403$377,257None
Rockefeller Capital Management L.P.2026-06-302026-08-14201,381$10,262,376None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1449,148$2,504,564None
MORGAN STANLEY2026-06-302026-08-14596$30,372None
FMR LLC2026-06-302026-08-1434$1,733None
Integrated Wealth Concepts LLC2026-06-302026-08-13102$5,198None
STIFEL FINANCIAL CORP2026-06-302026-08-1310,575$538,902None
JPMORGAN CHASE & CO2026-06-302026-08-136,493$328,968None
BlackRock, Inc.2026-06-302026-08-08249$12,681None
Dakota Wealth Management2026-06-302026-08-08145,061$7,392,317None
LPL Financial LLC2026-06-302026-08-084,593$234,059None
VeraBank, N.A.2026-06-302026-08-074,238$215,968None
Heritage Trust Co2026-06-302026-08-0714,886$758,590None
Argent Trust Co2026-06-302026-08-0738,680$1,971,133None
Global Retirement Partners, LLC2026-06-302026-08-073,517$179,217None
Frontier Asset Management, LLC2026-06-302026-08-075,194$264,668None
Summit Asset Management, LLC2026-06-302026-08-077,650$389,844None
Janney Montgomery Scott LLC2026-06-302026-08-0635,785$1,824,000None
Vann Equity Management LLC2026-06-302026-08-064,386$223,511None
FIFTH THIRD BANCORP2026-06-302026-08-063,644$185,716None
HighTower Advisors, LLC2026-06-302026-08-0640,452$2,061,422None
Hedeker Wealth, LLC2026-06-302026-08-05169,432$8,634,255None
Commerce Advisors, LLC2026-06-302026-08-05132,153$6,734,496None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0482,202$4,189,021None
QUANTIFY CHAOS ADVISORS, LLC2026-06-302026-07-315,302$270,171None
Weaver Consulting Group2026-06-302026-07-30149,938$7,640,851None
Verdence Capital Advisors LLC2026-06-302026-07-3013,465$686,176None
HB Wealth Management, LLC2026-06-302026-07-3040,745$2,076,391None
Krilogy Financial LLC2026-06-302026-07-2812,326$628,122None
CPC Advisors, LLC2026-06-302026-07-25685,108$34,913,112None
BENJAMIN EDWARDS INC2026-06-302026-07-2526,963$1,374,036None
Cape Investment Advisory, Inc.2026-06-302026-07-2481,430$4,149,675None
NATIONS FINANCIAL GROUP INC, /IA/ /ADV2026-06-302026-07-2424,883$1,268,038None
Englebert Financial Advisers, LLC2026-06-302026-07-23168,140$8,568,414None
SpringVest Wealth Management LLC2026-06-302026-07-239,093$463,379None
IFP Advisors, Inc2026-06-302026-07-2116$815None
Thomasville National Bank2026-06-302026-07-2170,853$3,610,669None
CARY STREET PARTNERS FINANCIAL LLC2026-06-302026-07-1827,279$1,390,125None

90-day public filing window, up to 50 source positions.

Dakota Wealth Management ↗Dakota Wealth Management ↗Pure Financial Advisors, LLC ↗OSAIC HOLDINGS, INC. ↗HRT FINANCIAL LP ↗GTS SECURITIES LLC ↗Waverly Advisors, LLC ↗JONES FINANCIAL COMPANIES LLLP ↗CITADEL ADVISORS LLC ↗RAYMOND JAMES FINANCIAL INC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.