Public ownership evidence

AllianzIM U.S. Equity Buffer10 May ETF (MAYT) Ownership Disclosures

Read MAYT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

AllianzIM U.S. Equity Buffer10 May ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
10,125
Value (USD)
$332,194
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read MAYT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read MAYT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2910,125$332,194None
FSA Advisors, Inc.2026-06-302026-08-1841,899$1,633,956None
Modern Wealth Management, LLC2026-06-302026-08-15272,003$10,607,437None
IFG Advisory, LLC2026-06-302026-08-153,832$149,439None
OSAIC HOLDINGS, INC.2026-06-302026-08-156,152$239,913None
OSAIC HOLDINGS, INC.2026-06-302026-08-1571,780$2,799,420None
JANE STREET GROUP, LLC2026-06-302026-08-158,419$328,320None
OLD MISSION CAPITAL LLC2026-06-302026-08-155,328$207,778None
GTS SECURITIES LLC2026-06-302026-08-158,854$345,279None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1539,050$1,522,852None
GOLDMAN SACHS GROUP INC2026-06-302026-08-157,381$287,841None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1510,454$407,680None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,805$343,373None
FSA Advisors, Inc.2026-06-302026-08-1441,899$1,633,956None
Snowden Capital Advisors LLC2026-06-302026-08-1422,407$873,817None
MORGAN STANLEY2026-06-302026-08-14100$3,900None
Montgomery Financial Services LLC2026-06-302026-08-138,616$336,003None
Cetera Investment Advisers2026-06-302026-08-1356,083$2,187,097None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13332$12,947None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-136,397$249,467None
JPMORGAN CHASE & CO2026-06-302026-08-132,688$104,298None
Integrated Wealth Management2026-06-302026-08-1235,397$1,380,395None
Richmond Brothers, Inc.2026-06-302026-08-1278,997$3,080,702None
HOWARD BAILEY SECURITIES, LLC2026-06-302026-08-1174,876$2,919,978None
Csenge Advisory Group2026-06-302026-08-1121,136$824,262None
Allianz SE2026-06-302026-08-115,000$194,988None
TOUNJIAN ADVISORY PARTNERS, LLC2026-06-302026-08-0832,802$1,279,196None
Kingdom Financial Group LLC.2026-06-302026-08-0817,467$681,169None
Lloyd Advisory Services, LLC.2026-06-302026-08-08254,388$9,920,497None
LPL Financial LLC2026-06-302026-08-0838,737$1,510,646None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-0712,835$500,533None
SMART Wealth LLC2026-06-302026-08-07121,864$4,752,392None
Golden Reserve Retirement LLC2026-06-302026-08-0580,779$3,150,179None
McAdam, LLC2026-06-302026-08-0510,615$413,958None
Elevated Capital Advisors, LLC2026-06-302026-08-0442,862$1,671,511None
AE Wealth Management LLC2026-06-302026-08-0471$2,769None
AE Wealth Management LLC2026-06-302026-08-042,654,414$103,515,524None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0474,825$2,917,988None
Nvest Financial, LLC2026-06-302026-07-3141,939$1,635,516None
Great Lakes Retirement, Inc.2026-06-302026-07-3153,491$2,086,014None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3119,835$774,000None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30174,606$6,809,200None
Key Capital Management, INC2026-06-302026-07-291,791$69,845None
FWG Investments, LLC.2026-06-302026-07-29144,178$5,622,582None
Centennial Advisors, LLC2026-06-302026-07-2831,386$1,223,976None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2819,835$774,000None
Quest 10 Wealth Builders, Inc.2026-06-302026-07-2539,673$1,547,148None
Mosley Wealth Management2026-06-302026-07-245,152$200,915None
Wellment Financial2026-06-302026-07-24128,454$5,009,385None
Networth Advisors, LLC2026-06-302026-07-235,650$220,336None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗FSA Advisors, Inc. ↗Modern Wealth Management, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗OLD MISSION CAPITAL LLC ↗GTS SECURITIES LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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