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Public ownership evidence

LPL Financial Holdings Inc. (LPLA) Ownership Disclosures

Read LPLA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-16T19:28:36.082Z

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2026-09-142026-09-11Reeping KatharineS439.95Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-11 and its public availability date is 2026-09-14. Subtracting those calendar dates gives 3 days of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

SEC 0001628280-26-061847 ↗SEC 0001628280-26-059842 ↗SEC 0001628280-26-059837 ↗

Recent Form 4 activity

Inspect all 15 displayed rows: Recent Form 4 activity

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2026-09-142026-09-11Reeping KatharineS439.95Not reported
2026-09-022026-08-28Thomas Corey E.A4Not reported
2026-09-022026-08-28SCHIFTER RICHARD PA14Not reported
2026-09-022026-08-28Putnam James SA7Not reported
2026-09-022026-08-28Mnookin AllisonA2Not reported
2026-09-022026-08-28Glavin William Francis JrA10Not reported
2026-09-022026-08-28EBERHART PAULETTA4Not reported
2026-09-022026-08-28BERNARD EDWARD CA3Not reported
2026-09-012026-08-27Jambusaria AneriS308Not reported
2026-08-222026-08-20Gates GregS4,119Not reported
2026-08-052026-07-31Enyedi MatthewS1Not reported
2026-08-052026-07-31Enyedi MatthewS51Not reported
2026-08-052026-07-31Enyedi MatthewS296Not reported
2026-08-052026-07-31Enyedi MatthewS463Not reported
2026-08-052026-07-31Enyedi MatthewS189Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 50 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-2912$3,380None
Cornerstone Financial Management LLC2026-03-312026-08-2913$3,911None
Cornerstone Financial Management LLC2025-12-312026-08-298$2,857None
B. Riley Wealth Advisors, Inc.2025-03-312026-08-29975$319,034None
Advisors Asset Management, Inc.2021-12-312026-08-287,990$1,279,119None
Advisors Asset Management, Inc.2022-12-312026-08-286,231$1,346,955None
Advisors Asset Management, Inc.2020-06-302026-08-289,656$757,030None
Advisors Asset Management, Inc.2022-06-302026-08-287,663$1,414,000None
Advisors Asset Management, Inc.2021-09-302026-08-287,637$1,197,000None
Corient Private Wealth LP2026-06-302026-08-2829,265$8,243,481None
Corient Private Wealth LP2026-06-302026-08-281,546$435,478None
Formuepleje A/S2024-03-312026-08-2826,390$6,972,238None
Formuepleje A/S2023-12-312026-08-2829,257$6,659,478None
Formuepleje A/S2023-09-302026-08-2829,862$7,096,704None
Formuepleje A/S2023-06-302026-08-2829,317$6,374,395None
Formuepleje A/S2023-03-312026-08-2831,228$6,320,547None
Formuepleje A/S2022-12-312026-08-2826,176$5,658,466None
Formuepleje A/S2022-09-302026-08-2814,522$3,172,767None
Principia Wealth Advisory, LLC2026-06-302026-08-277$1,972None
Principia Wealth Advisory, LLC2026-03-312026-08-274$1,203None
Advisors Asset Management, Inc.2024-03-312026-08-271,935$511,227None
Advisors Asset Management, Inc.2025-03-312026-08-271,511$494,309None
Advisors Asset Management, Inc.2022-09-302026-08-276,649$1,453,000None
Advisors Asset Management, Inc.2020-12-312026-08-277,942$828,000None
Advisors Asset Management, Inc.2022-03-312026-08-278,065$1,473,314None
Advisors Asset Management, Inc.2023-06-302026-08-275,048$1,097,587None
Advisors Asset Management, Inc.2023-09-302026-08-273,749$890,950None
Advisors Asset Management, Inc.2023-03-312026-08-275,098$1,031,835None
Advisors Asset Management, Inc.2021-03-312026-08-277,427$1,055,822None
Advisors Asset Management, Inc.2021-06-302026-08-277,475$1,009,000None
Advisors Asset Management, Inc.2020-09-302026-08-279,886$757,960None
Advisors Asset Management, Inc.2025-09-302026-08-271,893$629,782None
Advisors Asset Management, Inc.2023-12-312026-08-273,290$748,870None
Advisors Asset Management, Inc.2019-12-312026-08-267,623$703,222None
Advisors Asset Management, Inc.2025-06-302026-08-251,842$690,695None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-25121,799$34,308,342None
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2026-06-302026-08-2534,308,342$121,799,000None
Advisors Asset Management, Inc.2024-09-302026-08-221,906$443,393None
Advisors Asset Management, Inc.2024-06-302026-08-222,673$746,569None
Advisors Asset Management, Inc.2024-12-312026-08-222,080$679,141None
Advisors Asset Management, Inc.2025-12-312026-08-222,518$899,354None
Advisors Asset Management, Inc.2020-03-312026-08-228,925$485,788None
Assenagon Asset Management S.A.2026-06-302026-08-22747,086$210,439,184None
Archer Investment Corp2026-06-302026-08-20779$219,312None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-203,835$1,080,222None
Beacon Pointe Advisors, LLC2026-06-302026-08-192,135$601,261None
Advisors Asset Management, Inc.2019-03-312026-08-198,307$578,583None
Advisors Asset Management, Inc.2019-09-302026-08-199,339$764,864None
Advisors Asset Management, Inc.2019-06-302026-08-198,897$725,728None
Ensign Peak Advisors, Inc2026-03-312026-08-1972,862$21,919,075None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗B. Riley Wealth Advisors, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.