Public ownership evidence

First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) Ownership Disclosures

Read LMBS insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Cornerstone Financial Management LLC
Report period
2026-06-30
Available
2026-08-29
Reported shares
80,173
Value (USD)
$3,990,999
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002110329-26-000015
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read LMBS fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read LMBS fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Cornerstone Financial Management LLC2026-06-302026-08-2980,173$3,990,999None
Cornerstone Financial Management LLC2026-03-312026-08-2981,307$4,049,910None
Cornerstone Financial Management LLC2025-12-312026-08-2976,355$3,816,984None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-281,604$79,847None
TUCKER ASSET MANAGEMENT LLC2026-03-312026-08-281,610$80,194None
Legacy Edge Advisors, LLC2025-09-302026-08-2714,011$697,608None
Advisors Asset Management, Inc.2019-12-312026-08-26742$38,436None
Kirkwood Financial Services2026-06-302026-08-26127,287$6,337,010None
CARLSON FINANCIAL, INC.2026-06-302026-08-2532,821$1,633,576None
CARLSON FINANCIAL, INC.2026-03-312026-08-2533,366$1,661,947None
CARLSON FINANCIAL, INC.2025-12-312026-08-2533,763$1,687,811None
Advisors Asset Management, Inc.2020-03-312026-08-22319$16,269None
WEST MICHIGAN ADVISORS, LLC2026-06-302026-08-227,917$394,126None
Rehmann Capital Advisory Group2026-06-302026-08-218,885$442,325None
CLIFFORD SWAN INVESTMENT COUNSEL LLC2026-06-302026-08-21303,619$15,114,146None
GILL CAPITAL PARTNERS, LLC2026-06-302026-08-211,090$54,260None
Kingsview Wealth Management, LLC2026-06-302026-08-2052,886$2,632,688None
Archer Investment Corp2026-06-302026-08-205,240$260,842None
Beacon Pointe Advisors, LLC2026-06-302026-08-199,990$497,303None
Advisors Asset Management, Inc.2019-03-312026-08-19661$33,896None
Advisors Asset Management, Inc.2019-09-302026-08-19742$38,577None
Advisors Asset Management, Inc.2019-06-302026-08-19747$38,605None
Legacy Edge Advisors, LLC2025-06-302026-08-1814,987$738,260None
Legacy Edge Advisors, LLC2025-03-312026-08-1814,987$736,761None
Legacy Edge Advisors, LLC2024-12-312026-08-185,472$265,939None
Strive Financial Group ,LLC2026-06-302026-08-186$299None
Caitlin John, LLC2026-06-302026-08-1841$2,041None
Asset Allocation Strategies LLC2026-06-302026-08-184,088$203,518None
UNITED CAPITAL FINANCIAL ADVISORS, LLC2026-06-302026-08-189,378$465,731None
Equitable Holdings, Inc.2026-06-302026-08-18105,087$5,231,202None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-1835,285$1,756,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1568$3,385None
AMERIFLEX GROUP, INC.2026-06-302026-08-15127$6,322None
Synergy Investment Management, LLC2026-06-302026-08-1562$3,061None
Valley Financial Group, Inc.2026-06-302026-08-1512,851$639,698None
Modern Wealth Management, LLC2026-06-302026-08-1523,016$1,145,736None
Mutual Advisors, LLC2026-06-302026-08-15143,639$7,150,349None
J.M. Arbour, LLC2026-06-302026-08-157,249$360,855None
Perennial Investment Advisors, LLC2026-06-302026-08-1529,625$1,474,705None
ENDEAVOR PRIVATE WEALTH, INC.2026-06-302026-08-1547,338$2,356,507None
KINTRA WEALTH, LLC2026-06-302026-08-1521,758$1,081,791None
Ameritas Advisory Services, LLC2026-06-302026-08-15165,085$8,217,953None
WCG Wealth Advisors LLC2026-06-302026-08-1512,576$626,048None
Plotkin Financial Advisors, LLC2026-06-302026-08-1510,142$504,868None
Western Wealth Management, LLC2026-06-302026-08-1565,423$3,256,744None
Foundations Investment Advisors, LLC2026-06-302026-08-1517,691$880,658None
Foundations Investment Advisors, LLC2026-06-302026-08-15224,455$11,173,359None
IFG Advisory, LLC2026-06-302026-08-1510,737$534,510None
Per Stirling Capital Management, LLC.2026-06-302026-08-15261,396$13,012,297None
OSAIC HOLDINGS, INC.2026-06-302026-08-1574,711$3,719,137None

90-day public filing window, up to 50 source positions.

Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗Cornerstone Financial Management LLC ↗TUCKER ASSET MANAGEMENT LLC ↗TUCKER ASSET MANAGEMENT LLC ↗Legacy Edge Advisors, LLC ↗Advisors Asset Management, Inc. ↗Kirkwood Financial Services ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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