Public ownership evidence

Chicago Atlantic BDC, Inc. Common Stock (LIEN) Ownership Disclosures

Read LIEN insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-09-02T03:59:59.999Z

Recent Form 4 activity

2026-09-022026-08-31Gordon ScottP134Not reported
2026-09-022026-08-31Colonna BernardinoP750Not reported
2026-09-022026-08-28Colonna BernardinoP250Not reported
2026-08-282026-08-27Colonna BernardinoP600Not reported
2026-08-282026-08-26Colonna BernardinoP600Not reported
2026-08-282026-08-25Colonna BernardinoP400Not reported
2026-08-282026-08-27Gordon ScottP5,000Not reported
2026-08-282026-08-26Gordon ScottP2,483Not reported
2026-08-282026-08-25Gordon ScottP250Not reported
2026-08-252026-08-24Gordon ScottP1,520Not reported
2026-08-252026-08-21Gordon ScottP195Not reported
2026-08-252026-08-20Gordon ScottP7,500Not reported
2026-08-202026-08-17Mazarakis JohnP60,000Not reported
2026-08-202026-08-19Gordon ScottP8,200Not reported
2026-08-202026-08-18Gordon ScottP17,584Not reported
2026-08-202026-08-17Gordon ScottP18,300Not reported
2026-08-202026-08-17Fazio Gianni James LezziereP200Not reported
2026-08-202026-08-17Mahajan UmeshP4,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Corient Private Wealth LP2026-06-302026-08-28188,863$1,845,192None
Corient Private Wealth LP2026-06-302026-08-18188,863$1,845,192None
Quarry LP2026-06-302026-08-15139$1,358None
ENTREWEALTH, LLC2026-06-302026-08-1512,148$113,948None
Wick Capital Partners, LLC2026-06-302026-08-1526,967$263,468None
Clayton Partners LLC2026-06-302026-08-1558,666$573,167None
Trexquant Investment LP2026-06-302026-08-1524,205$236,483None
BROWN ADVISORY INC2026-06-302026-08-1516,339$159,632None
MILLENNIUM MANAGEMENT LLC2026-06-302026-08-1523,755$232,086None
Black Maple Capital Management LP2026-06-302026-08-15130,920$1,279,088None
CITADEL ADVISORS LLC2026-06-302026-08-1588,149$861,216None
CDC Financial, Inc.2026-06-302026-08-15177,391$1,733,110None
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2026-06-302026-08-15189,596$1,852,353None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1585,008$830,528None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1511,123$108,672None
Tidal Investments LLC2026-06-302026-08-1430,022$293,315None
Rockefeller Capital Management L.P.2026-06-302026-08-143,000$29,310None
UBS Group AG2026-06-302026-08-142$20None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-1424,623$240,567None
Centiva Capital, LP2026-06-302026-08-1415,684$153,233None
PARTNERS CAPITAL INVESTMENT GROUP, LLP2026-06-302026-08-14145,336$1,419,933None
MORGAN STANLEY2026-06-302026-08-141$18None
MORGAN STANLEY2026-06-302026-08-144,927$48,137None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-1310,677$104,314None
Corient Private Wealth LP2026-06-302026-08-13188,863$1,845,192None
BROWN BROTHERS HARRIMAN & CO2026-06-302026-08-13750$7,328None
INTREPID CAPITAL MANAGEMENT INC2026-06-302026-08-13756,185$7,387,927None
CONDOR CAPITAL MANAGEMENT2026-06-302026-08-13163,673$1,599,089None
FreeGulliver LLC2026-06-302026-08-1212,241$119,595None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-1254,347$530,970None
RITHOLTZ WEALTH MANAGEMENT2026-06-302026-08-1154,347$530,970None
Savant Capital, LLC2026-06-302026-08-1118,640$182,113None
BlackRock, Inc.2026-06-302026-08-0874,480$727,670None
Twelve Points Wealth Management LLC2026-06-302026-08-0826,233$256,296None
Tyche Wealth Partners LLC2026-06-302026-08-0717,500$170,975None
Icon Wealth Advisors, LLC2026-06-302026-08-0614,255$139,271None
Caitong International Asset Management Co., Ltd2026-06-302026-08-0611$107None
Sage Mountain Advisors LLC2026-06-302026-08-0630,797$300,887None
HighTower Advisors, LLC2026-06-302026-08-06155,924$1,523,377None
CITIGROUP INC2026-06-302026-08-043,373$32,954None
Seneca House Advisors2026-06-302026-08-0125,322$247,396None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3129,875$292,000None
Bernardo Wealth Planning LLC2026-06-302026-07-2810,278$100,416None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2829,875$292,000None
Closed-End Fund Advisors, Inc.2026-06-302026-07-2828,303$276,520None
Gladstone Institutional Advisory LLC2026-06-302026-07-2838,600$377,122None
Apollon Wealth Management, LLC2026-06-302026-07-2448,809$476,864None
Mesirow Financial Investment Management, Inc.2026-06-302026-07-2312,433$121,470None
Triumph Capital Management2026-06-302026-07-226,725$65,703None
Venturi Wealth Management, LLC2026-06-302026-07-2140,171$392,471None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Corient Private Wealth LP ↗Quarry LP ↗ENTREWEALTH, LLC ↗Wick Capital Partners, LLC ↗Clayton Partners LLC ↗Trexquant Investment LP ↗BROWN ADVISORY INC ↗MILLENNIUM MANAGEMENT LLC ↗Black Maple Capital Management LP ↗

Recent Congressional disclosures

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.