Public ownership evidence

First Trust Indxx Innovative Transaction & Process ETF (LEGR) Ownership Disclosures

Read LEGR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust Indxx Innovative Transaction & Process ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Corient Private Wealth LP
Report period
2026-06-30
Available
2026-08-28
Reported shares
5,224
Value (USD)
$335,617
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001948780-26-000011
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read LEGR fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read LEGR fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-285,224$335,617None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-203,226$207,264None
Strive Financial Group ,LLC2026-06-302026-08-18147$9,445None
Corient Private Wealth LP2026-06-302026-08-185,224$335,617None
Equitable Holdings, Inc.2026-06-302026-08-1813,704$880,453None
Vertex Planning Partners, LLC2026-06-302026-08-153,500$224,875None
IFG Advisory, LLC2026-06-302026-08-15243$15,613None
OSAIC HOLDINGS, INC.2026-06-302026-08-15159$10,187None
OSAIC HOLDINGS, INC.2026-06-302026-08-1518,956$1,218,091None
JANE STREET GROUP, LLC2026-06-302026-08-1530,386$1,952,297None
FLOW TRADERS U.S. LLC2026-06-302026-08-1526,349$1,693,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1532,684$2,099,944None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1535,745$2,296,613None
Financial Engines Advisors L.L.C.2026-06-302026-08-15107,185$6,886,626None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1512,354$793,770None
ROYAL BANK OF CANADA2026-06-302026-08-15352$23,000None
ROYAL BANK OF CANADA2026-06-302026-08-154,149$267,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,642$619,504None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1551,445$3,305,330None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$31None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1518,949$1,217,473None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1517,569$1,128,812None
Rockefeller Capital Management L.P.2026-06-302026-08-14260$16,758None
Steward Partners Investment Advisory, LLC2026-06-302026-08-1444,502$2,859,234None
UBS Group AG2026-06-302026-08-14151$9,702None
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2026-06-302026-08-14285$18,311None
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC2026-06-302026-08-14160$10,293None
HANTZ FINANCIAL SERVICES, INC.2026-06-302026-08-1411$1,000None
MORGAN STANLEY2026-06-302026-08-141,874$120,404None
MORGAN STANLEY2026-06-302026-08-141$64None
MORGAN STANLEY2026-06-302026-08-143$229None
FMR LLC2026-06-302026-08-1451$3,277None
Corient Private Wealth LP2026-06-302026-08-135,224$335,617None
Integrated Wealth Concepts LLC2026-06-302026-08-131,246$80,086None
Cetera Investment Advisers2026-06-302026-08-135,270$338,618None
Aptus Capital Advisors, LLC2026-06-302026-08-13850$54,612None
BANK OF MONTREAL /CAN/2026-06-302026-08-132,546$163,580None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-131,969$126,508None
STIFEL FINANCIAL CORP2026-06-302026-08-136,367$409,079None
Strengthening Families & Communities, LLC2026-06-302026-08-12268$17,245None
FIRST TRUST ADVISORS LP2026-06-302026-08-1222,816$1,464,531None
BLAIR WILLIAM & CO/IL2026-06-302026-08-12100$6,425None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-123,226$207,264None
Benson Wealth Management INC2026-06-302026-08-11407$26,150None
WealthCare Investment Partners, LLC2026-06-302026-08-1110,763$691,543None
Arax Advisory Partners2026-06-302026-08-11582$37,394None
LPL Financial LLC2026-06-302026-08-08139,661$8,973,193None
Global Retirement Partners, LLC2026-06-302026-08-07768$49,344None
FLPUTNAM INVESTMENT MANAGEMENT CO2026-06-302026-08-0712,995$834,927None
HighTower Advisors, LLC2026-06-302026-08-069,269$595,530None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗MERCER GLOBAL ADVISORS INC /ADV ↗Strive Financial Group ,LLC ↗Corient Private Wealth LP ↗Equitable Holdings, Inc. ↗Vertex Planning Partners, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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