Public ownership evidence

Principal Capital Appreciation Select ETF (LCAP) Ownership Disclosures

Read LCAP insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Principal Capital Appreciation Select ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
JANE STREET GROUP, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
13,105
Value (USD)
$434,300
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001595888-26-000108
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read LCAP fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read LCAP fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Scroll sideways to compare all columns. Select a heading to sort.

JANE STREET GROUP, LLC2026-06-302026-08-1513,105$434,300None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1566,357$2,199,137None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1534,054$1,128,550None
MORGAN STANLEY2026-06-302026-08-1437,799$1,252,659None
Integrated Wealth Concepts LLC2026-06-302026-08-13480$15,907None
NewEdge Advisors, LLC2026-06-302026-08-13270,115$8,951,612None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-1350$1,657None
JPMORGAN CHASE & CO2026-06-302026-08-134,162$136,638None
LPL Financial LLC2026-06-302026-08-0826,866$890,339None
Simplicity Wealth,LLC2026-06-302026-08-0716,397$543,397None
PRINCIPAL FINANCIAL GROUP INC2026-06-302026-08-054,021,966$133,287,946None
PRINCIPAL FINANCIAL GROUP INC2026-06-302026-08-0544,540,000$1,477,768,963None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-055,804,126$192,348,743None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-045,746,819$190,449,580None
CITIGROUP INC2026-06-302026-08-04513$17,001None
Pinnacle Bancorp, Inc.2026-06-302026-07-29220$7,291None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

Scroll sideways to compare all columns. Select a heading to sort.

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

Aurora · AI research assistant

Try this in Aurora

Edit the request, then open it in Aurora. You choose when to send it.