Public ownership evidence

First Trust Multi-Strategy Alternative ETF (LALT) Ownership Disclosures

Read LALT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Multi-Strategy Alternative ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
TUCKER ASSET MANAGEMENT LLC
Report period
2026-06-30
Available
2026-08-28
Reported shares
14,908
Value (USD)
$358,239
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001398344-26-015711
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read LALT fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read LALT fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-2814,908$358,239None
IFG Advisory, LLC2026-06-302026-08-15463$11,126None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,204$52,962None
OSAIC HOLDINGS, INC.2026-06-302026-08-15198,543$4,770,839None
Orion Porfolio Solutions, LLC2026-06-302026-08-15231,185$5,555,376None
&PARTNERS2026-06-302026-08-1518,904$454,263None
Vestmark Advisory Solutions, Inc.2026-06-302026-08-1516,975$407,909None
ROYAL BANK OF CANADA2026-06-302026-08-153,500$84,000None
ROYAL BANK OF CANADA2026-06-302026-08-15458,608$11,020,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,000$24,000None
ROYAL BANK OF CANADA2026-06-302026-08-15351$8,000None
Coppell Advisory Solutions LLC2026-06-302026-08-1512,042$39,160None
World Investment Advisors2026-06-302026-08-1528,521$687,421None
Silver Grove Financial Group, Inc.2026-06-302026-08-14948$22,780None
Sanctuary Advisors, LLC2026-06-302026-08-14102,068$2,452,690None
CreativeOne Wealth, LLC2026-06-302026-08-14179,571$4,315,094None
Steward Partners Investment Advisory, LLC2026-06-302026-08-14999$24,006None
MORGAN STANLEY2026-06-302026-08-1417$409None
MORGAN STANLEY2026-06-302026-08-141$24None
ELEVATION POINT WEALTH PARTNERS, LLC2026-06-302026-08-1316,975$407,909None
Integrated Wealth Concepts LLC2026-06-302026-08-13102$2,454None
Cetera Investment Advisers2026-06-302026-08-13883,878$21,239,582None
Advisory Services Network, LLC2026-06-302026-08-1345,140$1,084,715None
NewEdge Advisors, LLC2026-06-302026-08-1338,521$925,654None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1351,666$1,241,534None
US BANCORP \DE\2026-06-302026-08-13207$4,974None
OneAscent Financial Services LLC2026-06-302026-08-1221,310$512,079None
Proactive Wealth Strategies LLC2026-06-302026-08-1127,940$671,388None
Tidemark, LLC2026-06-302026-08-11630,529$15,151,603None
Cassaday & Co Wealth Management LLC2026-06-302026-08-116,160$148,025None
Arkadios Wealth Advisors2026-06-302026-08-1113,414$322,347None
Arkadios Wealth Advisors2026-06-302026-08-1112,742$306,190None
Perigon Wealth Management, LLC2026-06-302026-08-088,400$201,852None
Lloyd Advisory Services, LLC.2026-06-302026-08-08103$2,475None
OneDigital Investment Advisors LLC2026-06-302026-08-0844,360$1,065,971None
LPL Financial LLC2026-06-302026-08-082,009,723$48,293,638None
SILVER OAK SECURITIES, INCORPORATED2026-06-302026-08-0815,059$361,868None
MML INVESTORS SERVICES, LLC2026-06-302026-08-0828,266$679,222None
N.E.W. Advisory Services LLC2026-06-302026-08-07877$21,080None
Global Retirement Partners, LLC2026-06-302026-08-0760$1,442None
Continuum Advisory, LLC2026-06-302026-08-076$144None
Bank of New York Mellon Corp2026-06-302026-08-072$45None
Bank of New York Mellon Corp2026-06-302026-08-07291,218$6,997,969None
ARBOR CAPITAL MANAGEMENT INC /ADV2026-06-302026-08-0718,844$454,097None
Janney Montgomery Scott LLC2026-06-302026-08-06208,732$5,016,000None
Van Diest Capital, LLC2026-06-302026-08-0560,748$1,459,779None
Rossby Financial, LCC2026-06-302026-08-05934$22,444None
New England Private Wealth Advisors LLC2026-06-302026-08-05123,254$2,990,150None
McAdam, LLC2026-06-302026-08-0515,070$362,132None
Gateway Wealth Partners, LLC2026-06-302026-08-05213,678$5,134,682None

90-day public filing window, up to 50 source positions.

TUCKER ASSET MANAGEMENT LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗Orion Porfolio Solutions, LLC ↗&PARTNERS ↗Vestmark Advisory Solutions, Inc. ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗ROYAL BANK OF CANADA ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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