Public ownership evidence

Innovator US Small Cap Power Buffer ETF - August (KAUG) Ownership Disclosures

Read KAUG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Innovator US Small Cap Power Buffer ETF - August: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Foundations Investment Advisors, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
19,578
Value (USD)
$560,420
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001743404-26-000008
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read KAUG fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read KAUG fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Foundations Investment Advisors, LLC2026-06-302026-08-1519,578$560,420None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,655$47,374None
OSAIC HOLDINGS, INC.2026-06-302026-08-1579,651$2,280,105None
OLD MISSION CAPITAL LLC2026-06-302026-08-1514,199$406,446None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,998$343,443None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-159,055$259,199None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-158,684$248,580None
Steward Partners Investment Advisory, LLC2026-06-302026-08-142,307$66,038None
Creative Planning2026-06-302026-08-14207,007$5,925,576None
Integrated Wealth Concepts LLC2026-06-302026-08-13372$10,650None
Cetera Investment Advisers2026-06-302026-08-1317,015$487,054None
WealthShield Partners, LLC2026-06-302026-08-1313,400$383,575None
Faithward Advisors, LLC2026-06-302026-08-1313,569$388,413None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-13481$13,769None
JPMORGAN CHASE & CO2026-06-302026-08-1333,481$958,052None
JPMORGAN CHASE & CO2026-06-302026-08-13509$14,565None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1212,613$361,047None
WEALTH ALLIANCE, LLC2026-06-302026-08-1215,221$435,714None
BLAIR WILLIAM & CO/IL2026-06-302026-08-12130,848$3,745,524None
SageView Advisory Group, LLC2026-06-302026-08-11207,007$5,925,577None
SageView Advisory Group, LLC2026-03-312026-08-11216,870$5,813,982None
OneDigital Investment Advisors LLC2026-06-302026-08-088,800$251,900None
LPL Financial LLC2026-06-302026-08-0814,672$419,986None
Capital Analysts, LLC2026-06-302026-08-06803$23,000None
HighTower Advisors, LLC2026-06-302026-08-0684,329$2,413,918None
Outlook Wealth Advisors, LLC2026-06-302026-08-049,467$270,993None
AE Wealth Management LLC2026-06-302026-08-0414,920$427,085None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3114,985$429,000None
Miller Financial Services LLC2026-06-302026-07-3022,925$656,228None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-30118,093$3,380,410None
Kestra Advisory Services, LLC2026-06-302026-07-2938,521$1,102,664None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2814,985$429,000None
DHJJ Financial Advisors, Ltd.2026-06-302026-07-254,217$120,712None
Capital Investment Advisory Services, LLC2026-06-302026-07-243,112$89,081None
Berkshire Money Management, Inc.2026-06-302026-07-24269,755$7,721,738None
EVOLUTION WEALTH MANAGEMENT INC.2026-06-302026-07-22200$5,725None
PFS Partners, LLC2026-06-302026-07-2118,553$531,080None
IFP Advisors, Inc2026-06-302026-07-216,857$196,282None
Sherry Group, Inc.2026-06-302026-07-1732,355$980,041None
Brookstone Capital Management2026-06-302026-07-168,709$249,295None
TopTier Wealth Management, LLC2026-06-302026-07-1512,500$357,813None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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