Public ownership evidence

Principal Investment Grade Corporate Active ETF (IG) Ownership Disclosures

Read IG insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

Principal Investment Grade Corporate Active ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Western Wealth Management, LLC
Report period
2026-06-30
Available
2026-08-15
Reported shares
218,599
Value (USD)
$4,517,355
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001767902-26-000006
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read IG fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read IG fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Western Wealth Management, LLC2026-06-302026-08-15218,599$4,517,355None
ROYAL BANK OF CANADA2026-06-302026-08-15117,967$2,438,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1531,215$645,058None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-151,003,079$20,728,628None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1526,123$539,832None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$8None
Mariner, LLC2026-06-302026-08-1496,224$1,988,469None
MORGAN STANLEY2026-06-302026-08-141$35None
MORGAN STANLEY2026-06-302026-08-14805$16,635None
Smartleaf Asset Management LLC2026-06-302026-08-131,523$31,602None
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC2026-06-302026-08-11243,672$5,035,482None
LPL Financial LLC2026-06-302026-08-0815,629$322,983None
Global Retirement Partners, LLC2026-06-302026-08-07571$11,792None
Continuum Advisory, LLC2026-06-302026-08-0778$1,612None
AlphaCore Capital LLC2026-06-302026-08-0711,762$243,062None
Insight Wealth Partners, LLC2026-06-302026-08-07256,849$5,307,777None
Spartan Wealth Advisory Services LLC2026-06-302026-08-06524,830$10,845,613None
PRINCIPAL FINANCIAL GROUP INC2026-06-302026-08-0547,103$971,933None
PRINCIPAL SECURITIES, INC.2026-06-302026-08-056,438,151$133,044,344None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-046,322,167$130,647,560None
Pinnacle Bancorp, Inc.2026-06-302026-07-29257$5,311None
PRIVATE TRUST CO NA2026-06-302026-07-291,000$20,665None
Gladstone Institutional Advisory LLC2026-06-302026-07-289,730$201,065None

90-day public filing window, up to 50 source positions.

Western Wealth Management, LLC ↗ROYAL BANK OF CANADA ↗GOLDMAN SACHS GROUP INC ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗WELLS FARGO & COMPANY/MN ↗Mariner, LLC ↗MORGAN STANLEY ↗MORGAN STANLEY ↗Smartleaf Asset Management LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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