Public ownership evidence

iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) Ownership Disclosures

Read IAI insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

iShares U.S. Broker-Dealers & Securities Exchanges ETF: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Kingsview Wealth Management, LLC
Report period
2026-06-30
Available
2026-08-20
Reported shares
2,120
Value (USD)
$371,703
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001791965-26-000005
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read IAI fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read IAI fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Kingsview Wealth Management, LLC2026-06-302026-08-202,120$371,703None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-203,998$701,041None
Maxele Advisors, LLC2026-06-302026-08-183,081$540,193None
Coastal Bridge Advisors, LLC2026-06-302026-08-181,190$208,592None
Equitable Holdings, Inc.2026-06-302026-08-1893,476$16,389,073None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,254$220,000None
MCGUIRE CAPITAL ADVISORS INC2026-06-302026-08-1595$16,656None
Glen Eagle Advisors, LLC2026-06-302026-08-152,125$372,576None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-15517$90,646None
Navis Wealth Advisors, LLC2026-06-302026-08-151,900$333,127None
NFSG Corp2026-06-302026-08-15180$31,559None
XTX Topco Ltd2026-06-302026-08-156,086$1,067,058None
Qube Research & Technologies Ltd2026-06-302026-08-1523,536$4,126,567None
IFG Advisory, LLC2026-06-302026-08-15707$123,958None
OSAIC HOLDINGS, INC.2026-06-302026-08-15450$78,899None
OSAIC HOLDINGS, INC.2026-06-302026-08-15127,253$22,324,282None
Prostatis Group LLC2026-06-302026-08-1543,658$7,654,561None
AIMZ Investment Advisors, LLC2026-06-302026-08-152,040$357,741None
JANE STREET GROUP, LLC2026-06-302026-08-156,047$1,060,221None
HRT FINANCIAL LP2026-06-302026-08-1510,737$1,882,000None
FLOW TRADERS U.S. LLC2026-06-302026-08-155,540$971,000None
GTS SECURITIES LLC2026-06-302026-08-1532,510$5,699,978None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-157,100$1,244,843Call
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-156,800$1,192,244Put
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15420$73,639None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1520$3,507None
Family Manage LLC2026-06-302026-08-1510$1,753None
Waverly Advisors, LLC2026-06-302026-08-151,253$219,688None
&PARTNERS2026-06-302026-08-158,436$1,479,081None
LAZARD ASSET MANAGEMENT LLC2026-06-302026-08-1571$12,419None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1544$7,715None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1517,665$3,105,860None
AMERIPRISE FINANCIAL INC2026-06-302026-08-15196$34,365None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1592,948$16,306,152None
Ausdal Financial Partners, Inc.2026-06-302026-08-15486$85,210None
Ausdal Financial Partners, Inc.2026-06-302026-08-151,616$283,333None
Pinnacle Financial Partners, Inc.2026-06-302026-08-159,641$1,690,416None
ROYAL BANK OF CANADA2026-06-302026-08-15290$51,000None
ROYAL BANK OF CANADA2026-06-302026-08-15420$74,000None
ROYAL BANK OF CANADA2026-06-302026-08-1593,572$16,406,000None
ROYAL BANK OF CANADA2026-06-302026-08-15232$41,000None
ROYAL BANK OF CANADA2026-06-302026-08-15164$29,000None
CITADEL ADVISORS LLC2026-06-302026-08-151,600$280,528Put
CITADEL ADVISORS LLC2026-06-302026-08-1535,389$6,204,753None
CITADEL ADVISORS LLC2026-06-302026-08-153,400$596,122Call
ARK Investment Management LLC2026-06-302026-08-152$424None
Nan Shan Life Insurance Co., Ltd.2026-06-302026-08-1520,580$3,608,291None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-15247,200$43,341,576None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1510,682$1,872,875None
GOLDMAN SACHS GROUP INC2026-06-302026-08-153,076$539,315None

90-day public filing window, up to 50 source positions.

Kingsview Wealth Management, LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Maxele Advisors, LLC ↗Coastal Bridge Advisors, LLC ↗Equitable Holdings, Inc. ↗CENTAURUS FINANCIAL, INC. ↗MCGUIRE CAPITAL ADVISORS INC ↗Glen Eagle Advisors, LLC ↗FWL INVESTMENT MANAGEMENT, LLC ↗Navis Wealth Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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