Public ownership evidence

Hercules Capital, Inc. (HTGC) Ownership Disclosures

Read HTGC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-09-21T22:59:01.000Z

Recent Form 4 activity

2026-09-212026-09-17Fichera AlfredA3,483Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

Advisors Asset Management, Inc.2021-12-312026-08-28397,306$6,591,307None
Advisors Asset Management, Inc.2022-12-312026-08-28435,281$5,754,415None
Advisors Asset Management, Inc.2020-06-302026-08-28260,423$2,726,629None
Advisors Asset Management, Inc.2022-06-302026-08-28422,927$5,705,000None
Advisors Asset Management, Inc.2021-09-302026-08-28374,028$6,213,000None
Corient Private Wealth LP2026-06-302026-08-2818,320$288,895None
Advisors Asset Management, Inc.2024-03-312026-08-27374,007$6,900,429None
Advisors Asset Management, Inc.2025-03-312026-08-27413,415$7,941,702None
Advisors Asset Management, Inc.2022-09-302026-08-27449,088$5,200,000None
Advisors Asset Management, Inc.2020-12-312026-08-27280,424$4,044,000None
Advisors Asset Management, Inc.2022-03-312026-08-27430,113$7,772,142None
Advisors Asset Management, Inc.2023-06-302026-08-27406,583$6,017,428None
Advisors Asset Management, Inc.2023-09-302026-08-27420,971$6,912,344None
Advisors Asset Management, Inc.2023-03-312026-08-27454,588$5,859,639None
Advisors Asset Management, Inc.2021-03-312026-08-27294,694$4,723,945None
Advisors Asset Management, Inc.2021-06-302026-08-27324,406$5,534,000None
Advisors Asset Management, Inc.2020-09-302026-08-27287,627$3,327,844None
Advisors Asset Management, Inc.2025-09-302026-08-27391,629$7,405,704None
Advisors Asset Management, Inc.2023-12-312026-08-27367,364$6,123,958None
Dakota Wealth Management2025-09-302026-08-2738,720$732,196None
Dakota Wealth Management2025-12-312026-08-2737,835$712,055None
Dakota Wealth Management2026-03-312026-08-2737,710$556,978None
Advisors Asset Management, Inc.2019-12-312026-08-26249,829$3,502,603None
Advisors Asset Management, Inc.2025-06-302026-08-25382,751$6,996,688None
Advisors Asset Management, Inc.2024-09-302026-08-22406,985$7,993,185None
Advisors Asset Management, Inc.2024-06-302026-08-22372,267$7,612,860None
Advisors Asset Management, Inc.2024-12-312026-08-22406,191$8,160,377None
Advisors Asset Management, Inc.2025-12-312026-08-22364,211$6,854,451None
Advisors Asset Management, Inc.2020-03-312026-08-22276,760$2,114,446None
Archer Investment Corp2026-06-302026-08-202,047$32,282None
CANTOR FITZGERALD, L. P.2026-06-302026-08-2030,045$473,810None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-2013,697$216,004None
Sankala Group LLC2026-06-302026-08-194,237$70,354None
Beacon Pointe Advisors, LLC2026-06-302026-08-1966,395$1,047,050None
Advisors Asset Management, Inc.2019-03-312026-08-19222,979$2,822,914None
Advisors Asset Management, Inc.2019-09-302026-08-19265,029$3,543,438None
Advisors Asset Management, Inc.2019-06-302026-08-19249,465$3,198,141None
Caitlin John, LLC2026-06-302026-08-181,643$25,903None
Caitlin John, LLC2026-06-302026-08-181,000$15,770None
Melia Wealth LLC2026-06-302026-08-18553,874$8,734,596None
Corient Private Wealth LP2026-06-302026-08-1823,928$377,335None
Empowered Funds, LLC2026-06-302026-08-1822,182$349,810None
CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-1849,417$779,306None
Jefferies Financial Group Inc.2026-06-302026-08-18220,000$3,469,400Put
Jefferies Financial Group Inc.2026-06-302026-08-1890,000$1,419,300Call
Jefferies Financial Group Inc.2026-06-302026-08-1816,884$266,261None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-18107,436$1,694,000None
EFG International AG2026-06-302026-08-15193$3,044None
AMERIFLEX GROUP, INC.2026-06-302026-08-156,549$103,278None
Glen Eagle Advisors, LLC2026-06-302026-08-15100$1,577None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.