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Public ownership evidence

Horizon Technology Finance Corporation (HRZN) Ownership Disclosures

Read HRZN insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2021-12-312026-08-28249,486$3,971,817None
Advisors Asset Management, Inc.2022-12-312026-08-28273,064$3,167,542None
Advisors Asset Management, Inc.2020-06-302026-08-28137$1,493None
Advisors Asset Management, Inc.2020-06-302026-08-28196,693$2,143,954None
Advisors Asset Management, Inc.2022-06-302026-08-28255,584$2,949,000None
Advisors Asset Management, Inc.2021-09-302026-08-28232,234$3,776,000None
Corient Private Wealth LP2026-06-302026-08-2889,300$422,389None
Advisors Asset Management, Inc.2024-03-312026-08-27126,277$1,435,769None
Advisors Asset Management, Inc.2022-09-302026-08-27271,106$2,714,000None
Advisors Asset Management, Inc.2020-12-312026-08-27160,586$2,126,000None
Advisors Asset Management, Inc.2022-03-312026-08-27262,733$3,651,989None
Advisors Asset Management, Inc.2023-06-302026-08-27214,308$2,588,841None
Advisors Asset Management, Inc.2023-09-302026-08-27213,030$2,530,796None
Advisors Asset Management, Inc.2023-03-312026-08-27287,234$3,240,000None
Advisors Asset Management, Inc.2021-03-312026-08-27167,412$2,407,385None
Advisors Asset Management, Inc.2021-06-302026-08-27194,941$3,367,000None
Advisors Asset Management, Inc.2020-09-302026-08-27168,008$2,063,138None
Advisors Asset Management, Inc.2023-12-312026-08-27127,939$1,684,957None
Advisors Asset Management, Inc.2019-12-312026-08-26137$1,771None
Advisors Asset Management, Inc.2019-12-312026-08-26187,789$2,428,112None
CAZ INVESTMENTS LP2026-06-302026-08-25108,630$513,820None
Advisors Asset Management, Inc.2024-09-302026-08-2269,345$738,524None
Advisors Asset Management, Inc.2024-06-302026-08-2276,035$915,461None
Advisors Asset Management, Inc.2020-03-312026-08-22171,886$1,395,714None
Advisors Asset Management, Inc.2019-03-312026-08-19137$1,615None
Advisors Asset Management, Inc.2019-03-312026-08-19252,695$2,979,274None
Advisors Asset Management, Inc.2019-09-302026-08-19137$1,621None
Advisors Asset Management, Inc.2019-09-302026-08-19197,042$2,331,007None
Advisors Asset Management, Inc.2019-06-302026-08-19137$1,617None
Advisors Asset Management, Inc.2019-06-302026-08-19221,094$2,608,909None
PIN OAK INVESTMENT ADVISORS INC2026-06-302026-08-19800$4,000None
Corient Private Wealth LP2026-06-302026-08-1889,475$423,217None
Equitable Holdings, Inc.2026-06-302026-08-1818,956$89,661None
XTX Topco Ltd2026-06-302026-08-1514,286$67,573None
MAGNOLIA CAPITAL ADVISORS LLC2026-06-302026-08-1528,849$136,453None
OSAIC HOLDINGS, INC.2026-06-302026-08-15864$4,086None
OSAIC HOLDINGS, INC.2026-06-302026-08-1549,762$235,373None
Squarepoint Ops LLC2026-06-302026-08-1519,743$93,384None
JANE STREET GROUP, LLC2026-06-302026-08-1516,141$76,347None
JANE STREET GROUP, LLC2026-06-302026-08-1511,500$54,395Put
JANE STREET GROUP, LLC2026-06-302026-08-1516,800$79,464Call
Regal Investment Advisors LLC2026-06-302026-08-1543,553$206,004None
Legal & General Group Plc2026-06-302026-08-15386,211$1,820,985None
HRT FINANCIAL LP2026-06-302026-08-1519,770$93,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1513,000$61,490Put
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1525,074$118,600None
OXFORD ASSET MANAGEMENT LLP2026-06-302026-08-1512,455$58,912None
Bulldog Investors, LLP2026-06-302026-08-15658,617$3,115,258None
MILLENNIUM MANAGEMENT LLC2026-06-302026-08-1560,674$286,988None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-151,830$8,070None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Corient Private Wealth LP ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗Advisors Asset Management, Inc. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.