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Public ownership evidence

Hennessy Advisors, Inc. (HNNA) Ownership Disclosures

Read HNNA insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T23:32:50.005Z

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2026-09-302026-09-29Newton KieraS504Not reported

First displayed source row from Recent Form 4 activity. The full bounded history and coverage notes remain below.

The displayed observation date is 2026-09-29 and its public availability date is 2026-09-30. Subtracting those calendar dates gives 1 day of disclosure lag. Historical public research can use the record from the availability date, rather than backdating knowledge to the observation date. The calendar-day difference does not assert an intraday publication time.

This row is code S: a sale. A purchase-following rule excludes this sale even if the reported dollar amount is large.

Open the linked original receipts to verify the row, then inspect a second record before drawing a pattern. This public filing observation supplies source evidence, not a completed copy-trading return.

Recent Form 4 activity

Inspect all 16 displayed rows: Recent Form 4 activity

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2026-09-302026-09-29Newton KieraS504Not reported
2026-09-282026-09-24SEAVEY THOMAS LS1,875Not reported
2026-09-252026-09-24STEADMAN DANIEL BS5,000Not reported
2026-09-222026-09-18HENNESSY NEIL JA19,700Not reported
2026-09-222026-09-18NILSEN TERESA MA19,700Not reported
2026-09-222026-09-18STEADMAN DANIEL BA9,400Not reported
2026-09-222026-09-18Fahy KathrynA12,500Not reported
2026-09-222026-09-18HANSEL HENRYA5,600Not reported
2026-09-222026-09-18HENNESSY BRIAN AA5,600Not reported
2026-09-222026-09-18Pomilia Susan WeberA5,600Not reported
2026-09-222026-09-18SEAVEY THOMAS LA5,600Not reported
2026-09-222026-09-18Knight ORiordan Lydia DA5,600Not reported
2026-09-222026-09-18Newton KieraA5,600Not reported
2026-09-222026-09-18LIBARLE DANIEL GA2,800Not reported
2026-09-162026-09-16Newton KieraS199Not reported
2026-09-162026-09-14Newton KieraS593Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

Inspect all 35 displayed rows: Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Empowered Funds, LLC2026-06-302026-08-1816,551$167,993None
Quinn Opportunity Partners LLC2026-06-302026-08-1514,917$151,408None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1521,611$219,352None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-151,347$13,901None
BRIDGEWAY CAPITAL MANAGEMENT, LLC2026-06-302026-08-1523,551$239,043None
CITADEL ADVISORS LLC2026-06-302026-08-1512,980$131,747None
BARCLAYS PLC2026-06-302026-08-156$61None
WELLS FARGO & COMPANY/MN2026-06-302026-08-150$1None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1515,213$154,412None
VANGUARD CAPITAL MANAGEMENT LLC2026-06-302026-08-14238,662$2,422,419None
RENAISSANCE TECHNOLOGIES LLC2026-06-302026-08-1497,688$991,533None
VANGUARD FIDUCIARY TRUST CO2026-06-302026-08-1427,585$279,988None
MORGAN STANLEY2026-06-302026-08-141$15None
NORTHERN TRUST CORP2026-06-302026-08-1414,551$147,693None
NORTHERN TRUST CORP2026-06-302026-08-14448$4,547None
GEODE CAPITAL MANAGEMENT, LLC2026-06-302026-08-1310,975$111,396None
GEODE CAPITAL MANAGEMENT, LLC2026-06-302026-08-1347,565$482,933None
AEGIS FINANCIAL CORP2026-06-302026-08-13170,768$1,733,295None
Allworth Financial LP2026-06-302026-08-1281,380$826,007None
DIMENSIONAL FUND ADVISORS LP2026-06-302026-08-1215,205$154,331None
DIMENSIONAL FUND ADVISORS LP2026-06-302026-08-12912$9,257None
DIMENSIONAL FUND ADVISORS LP2026-06-302026-08-1237,352$379,123None
BlackRock, Inc.2026-06-302026-08-08309$3,136None
BlackRock, Inc.2026-06-302026-08-0818,287$185,613None
BlackRock, Inc.2026-06-302026-08-081,180$11,977None
Perigon Wealth Management, LLC2026-06-302026-08-0863,798$647,550None
PNC Financial Services Group, Inc.2026-06-302026-08-081$10None
Truffle Hound Capital, LLC2026-06-302026-08-07200,000$2,030,000None
CALDWELL SUTTER CAPITAL, INC.2026-06-302026-08-06505$5,126None
CITIGROUP INC2026-06-302026-08-041$10None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-3110,062$102,000None
Concurrent Investment Advisors, LLC2026-06-302026-07-2810,698$108,581None
Concurrent Investment Advisors, LLC2026-06-302026-07-2810,698$108,581None
Cambridge Investment Research Advisors, Inc.2026-06-302026-07-2810,062$102,000None
Capital Advisors, Ltd. LLC2026-06-302026-07-1754$1,000None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.