Public ownership evidence

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) Ownership Disclosures

Read GRID insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Legacy Edge Advisors, LLC
Report period
2025-09-30
Available
2026-08-27
Reported shares
87,209
Value (USD)
$13,175,536
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0002105396-26-000013
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read GRID fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read GRID fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Legacy Edge Advisors, LLC2025-09-302026-08-2787,209$13,175,536None
WILLIAM JOHN SEMPOLINSKI2026-03-312026-08-2716,640$2,721,971None
WILLIAM JOHN SEMPOLINSKI2025-12-312026-08-2710,880$1,664,858None
Dakota Wealth Management2026-03-312026-08-2711,098$1,815,411None
CARLSON FINANCIAL, INC.2026-06-302026-08-255,953$1,144,501None
CARLSON FINANCIAL, INC.2026-03-312026-08-254,346$710,862None
CARLSON FINANCIAL, INC.2025-12-312026-08-252,023$309,622None
Bernard Wealth Management Corp.2026-06-302026-08-2225$4,794None
Forefront Wealth Partners, LLC2026-06-302026-08-2117,172$3,292,714None
Rehmann Capital Advisory Group2026-06-302026-08-215,884$1,128,312None
Kingsview Wealth Management, LLC2026-06-302026-08-2051,767$9,926,253None
Archer Investment Corp2026-06-302026-08-2066$12,629None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,762$913,043None
Beacon Pointe Advisors, LLC2026-06-302026-08-195,771$1,106,637None
JDM Financial Group LLC2026-06-302026-08-19206$39,501None
Concorde Asset Management, LLC2026-06-302026-08-1923,869$4,576,881None
Legacy Edge Advisors, LLC2025-06-302026-08-1881,085$11,272,437None
Legacy Edge Advisors, LLC2025-03-312026-08-1879,078$8,946,094None
Legacy Edge Advisors, LLC2024-09-302026-08-1871,142$9,052,820None
Legacy Edge Advisors, LLC2024-06-302026-08-1859,167$6,838,522None
Legacy Edge Advisors, LLC2024-03-312026-08-1841,616$4,769,610None
Legacy Edge Advisors, LLC2024-12-312026-08-1875,271$9,003,164None
Legacy Edge Advisors, LLC2023-12-312026-08-1834,541$3,616,788None
Empowered Funds, LLC2026-06-302026-08-1822,174$4,251,865None
Nalls Sherbakoff Group, LLC2026-06-302026-08-18200$38,423None
Nalls Sherbakoff Group, LLC2026-03-312026-08-18200$32,650None
Wiser Advisor Group LLC2026-06-302026-08-1812,767$2,447,999None
Equitable Holdings, Inc.2026-06-302026-08-1897,712$18,736,098None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-181,535$294,000None
Sequent Planning LLC2026-06-302026-08-156,025$1,155,336None
AMERIFLEX GROUP, INC.2026-06-302026-08-15797$152,825None
Murphy & Mullick Capital Management Corp2026-06-302026-08-1530$5,753None
Federation des caisses Desjardins du Quebec2026-06-302026-08-1561,307$11,755,617None
Modern Wealth Management, LLC2026-06-302026-08-1570,671$13,551,155None
FWL INVESTMENT MANAGEMENT, LLC2026-06-302026-08-153,253$623,845None
Basecamp Wealth Advisors LLC2026-06-302026-08-15323$62,026None
Mutual Advisors, LLC2026-06-302026-08-1525,548$4,898,813None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-158,531$1,635,819None
INSIGNEO ADVISORY SERVICES, LLC2026-06-302026-08-1514,990$2,874,333None
COFG Advisors, LLC2026-06-302026-08-152,045$392,223None
WILLIAM JOHN SEMPOLINSKI2026-06-302026-08-1519,425$3,724,744None
Perennial Investment Advisors, LLC2026-06-302026-08-152,992$573,978None
KCM INVESTMENT ADVISORS LLC2026-06-302026-08-153,551$680,904None
Resurgent Financial Advisors LLC2026-06-302026-08-153,629$695,861None
Ameritas Advisory Services, LLC2026-06-302026-08-1513,525$2,593,359None
WCG Wealth Advisors LLC2026-06-302026-08-1531,171$5,977,106None
Western Wealth Management, LLC2026-06-302026-08-156,113$1,172,104None
Western Wealth Management, LLC2026-06-302026-08-151,151$220,791None
Treasurer of the State of North Carolina2026-06-302026-08-15259,526$49,764,000None
Foundations Investment Advisors, LLC2026-06-302026-08-159,276$1,778,727None

90-day public filing window, up to 50 source positions.

Legacy Edge Advisors, LLC ↗WILLIAM JOHN SEMPOLINSKI ↗WILLIAM JOHN SEMPOLINSKI ↗Dakota Wealth Management ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗CARLSON FINANCIAL, INC. ↗Bernard Wealth Management Corp. ↗Forefront Wealth Partners, LLC ↗Rehmann Capital Advisory Group ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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