Public ownership evidence

The Gabelli Global Small and Mid Cap Value Trust (GGZ) Ownership Disclosures

Read GGZ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

The Gabelli Global Small and Mid Cap Value Trust: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
CAPSTONE INVESTMENT ADVISORS, LLC
Report period
2026-06-30
Available
2026-08-18
Reported shares
69,157
Value (USD)
$1,125,876
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001426196-26-000004
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read GGZ fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read GGZ fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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CAPSTONE INVESTMENT ADVISORS, LLC2026-06-302026-08-1869,157$1,125,876None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,731$44,487None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1511,351$184,794None
Ancora Advisors LLC2026-06-302026-08-155,000$81,400None
Medallion Wealth Advisors, LLC2026-06-302026-08-15100$1,628None
ROYAL BANK OF CANADA2026-06-302026-08-1560$1,000None
CSS LLC/IL2026-06-302026-08-1534,071$554,676None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1583,540$1,360,036None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-154,555$74,155None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1519,177$312,204None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1532,285$525,600None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1586,414$1,406,818None
UBS Group AG2026-06-302026-08-1478,168$1,272,575None
MORGAN STANLEY2026-06-302026-08-14309,048$5,031,301None
MORGAN STANLEY2026-06-302026-08-141$30None
EVOLVE PRIVATE WEALTH, LLC2026-06-302026-08-1366,046$1,075,229None
NewEdge Advisors, LLC2026-06-302026-08-1336$586None
GABELLI & Co INVESTMENT ADVISERS, INC.2026-06-302026-08-1382,711$1,346,535None
GAMCO INVESTORS, INC. ET AL2026-06-302026-08-1345,586$742,140None
Keating Financial Advisory Services, Inc.2026-06-302026-08-1231$505None
Beckerman Institutional, LLC2026-06-302026-08-1257,321$933,182None
Atlantic Union Bankshares Corp2026-06-302026-08-12200$3,256None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-12260$4,233None
Arax Advisory Partners2026-06-302026-08-11160$2,605None
LPL Financial LLC2026-06-302026-08-0869,937$1,138,576None
SILVERLAKE WEALTH MANAGEMENT LLC2026-06-302026-08-0715,004$244,264None
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2026-06-302026-08-07170,121$2,769,564None
FIFTH THIRD BANCORP2026-06-302026-08-0610,000$162,800None
Fourth Dimension Wealth, LLC2026-06-302026-08-0112$195None
PRIVATE MANAGEMENT GROUP INC2026-06-302026-08-01250,827$4,083,468None
GatePass Capital, LLC2026-06-302026-07-3179,000$1,286,120None
STEPHENS INC /AR/2026-06-302026-07-3046,001$748,896None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3011,250$183,150None
Atlas Wealth LLC2026-06-302026-07-29523,754$8,526,715None
Institute for Wealth Management, LLC.2026-06-302026-07-29298$4,845None
North Star Investment Management Corp.2026-06-302026-07-29450$7,326None
Private Advisor Group, LLC2026-06-302026-07-2822,915$373,053None
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2026-06-302026-07-232,135$34,886None
SOA Wealth Advisors, LLC.2026-06-302026-07-22242$3,940None
LANARK FINANCIAL, INC.2026-06-302026-07-222,870$46,723None
BFSG, LLC2026-06-302026-07-21260$4,233None
Capital Advisors, Ltd. LLC2026-06-302026-07-1770$1,000None
SALEM INVESTMENT COUNSELORS INC2026-06-302026-07-15160$2,605None

90-day public filing window, up to 50 source positions.

CAPSTONE INVESTMENT ADVISORS, LLC ↗OSAIC HOLDINGS, INC. ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Ancora Advisors LLC ↗Medallion Wealth Advisors, LLC ↗ROYAL BANK OF CANADA ↗CSS LLC/IL ↗RAYMOND JAMES FINANCIAL INC ↗RAYMOND JAMES FINANCIAL INC ↗WELLS FARGO & COMPANY/MN ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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