Public ownership evidence

Great Elm Capital. Corp. Common Stock (GECC) Ownership Disclosures

Read GECC insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Great Elm Capital. Corp. Common Stock: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-09-23
Trade date
2026-09-21
Reporting owners
Davis Keri
Code
A
Shares
1,372
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0000950103-26-014393
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read GECC fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read GECC fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-09-232026-09-21Davis KeriA1,372Not reported
2026-09-232026-09-21Davis KeriA7,646Not reported
2026-09-232026-09-21Kleinman Adam MA791Not reported
2026-09-232026-09-21Kleinman Adam MA15,292Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Rangeley Capital, LLC2026-06-302026-08-1510,000$54,500None
Northern Right Capital Management, L.P.2026-06-302026-08-15383,971$2,092,642None
ROYAL BANK OF CANADA2026-06-302026-08-152,612$14,000None
Cruiser Capital Advisors, LLC2026-06-302026-08-1597,779$532,896None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153$15None
Rockefeller Capital Management L.P.2026-06-302026-08-1425,000$136,250None
UBS Group AG2026-06-302026-08-144,331$23,604None
UBS Group AG2026-06-302026-08-1423,919$130,359None
MORGAN STANLEY2026-06-302026-08-141,385$7,548None
MORGAN STANLEY2026-06-302026-08-142$13None
Vident Advisory, LLC2026-06-302026-08-1326,609$145,019None
Allworth Financial LP2026-06-302026-08-121,400$7,630None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1216$88None
Arax Advisory Partners2026-06-302026-08-111$6None
Ethos Financial Group, LLC2026-06-302026-08-0824,059$131,122None
Russell Investments Group, Ltd.2026-06-302026-08-07744$4,056None
Caitong International Asset Management Co., Ltd2026-06-302026-08-0644$240None
Founders Financial Alliance, LLC2026-06-302026-08-0513,770$75,047None
Crestwood Advisors Group, LLC2026-06-302026-08-0426,625$145,106None
Triumph Capital Management2026-06-302026-07-22500$2,725None
TRUST CO OF TOLEDO NA /OH/2026-06-302026-07-173,874$21,113None
Significant Wealth Partners LLC2026-06-302026-07-1516,771$91,402None

90-day public filing window, up to 50 source positions.

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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