Public ownership evidence

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) Ownership Disclosures

Read GBAB insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent Form 4 activity

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: source evidence dated 2026-10-10T12:08:28.848Z.

Available
2026-09-14
Trade date
2026-09-14
Reporting owners
Li Allen
Code
P
Shares
700
Reported value
Not reported
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

SEC 0001509318-26-000007
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read GBAB fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read GBAB fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

See the complete recent form 4 activity

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2026-09-142026-09-14Li AllenP700Not reported
2026-09-092026-09-08Li AllenP1,000Not reported

90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Advisors Asset Management, Inc.2026-06-302026-08-1515,051$217,637None
XTX Topco Ltd2026-06-302026-08-1515,498$224,101None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,000$14,460None
OSAIC HOLDINGS, INC.2026-06-302026-08-15150,322$2,173,742None
JANE STREET GROUP, LLC2026-06-302026-08-1512,730$184,076None
RIVERNORTH CAPITAL MANAGEMENT, LLC2026-06-302026-08-15288,901$4,177,508None
COHEN & STEERS, INC.2026-06-302026-08-15140,924$2,038,000None
ROYAL BANK OF CANADA2026-06-302026-08-1582,861$1,198,000None
FIRST FOUNDATION ADVISORS2026-06-302026-08-1514,350$207,501None
Invesco Ltd.2026-06-302026-08-15230,759$3,336,775None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1515,842$229,076None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1518,348$265,306None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15124,623$1,802,052None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15155,691$2,251,295None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1526,150$378,129None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15272,969$3,947,128None
Estate Planners Group, LLC2026-06-302026-08-1416,179$233,941None
Morse Asset Management, Inc2026-06-302026-08-1478,944$1,141,532None
UBS Group AG2026-06-302026-08-143,000$43,380None
UBS Group AG2026-06-302026-08-142,425$35,066None
UBS Group AG2026-06-302026-08-14187,688$2,713,968None
MORGAN STANLEY2026-06-302026-08-143,540,746$51,199,198None
MORGAN STANLEY2026-06-302026-08-142$30None
MORGAN STANLEY2026-06-302026-08-142,132$30,829None
Clear Street Group Inc.2026-06-302026-08-131,426$20,620None
Intellus Advisors LLC2026-06-302026-08-1339,668$573,593None
Integrated Wealth Concepts LLC2026-06-302026-08-13500$7,230None
Cetera Investment Advisers2026-06-302026-08-1360,494$874,751None
NewEdge Advisors, LLC2026-06-302026-08-1341,727$603,379None
SIT INVESTMENT ASSOCIATES INC2026-06-302026-08-13801,655$11,592,000None
STIFEL FINANCIAL CORP2026-06-302026-08-1355,494$802,441None
LaSalle St. Investment Advisors, LLC2026-06-302026-08-1214,993$216,799None
Stratos Wealth Partners, LTD.2026-06-302026-08-1211,337$163,933None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-121,234$17,844None
Fairscale Capital, LLC2026-06-302026-08-081,587$22,948None
Fiera Capital Corp2026-06-302026-08-08138,884$2,008,263None
LPL Financial LLC2026-06-302026-08-08418,035$6,044,789None
PNC Financial Services Group, Inc.2026-06-302026-08-081,200$17,352None
Janney Montgomery Scott LLC2026-06-302026-08-06103,718$1,500,000None
MOSAIC FAMILY WEALTH PARTNERS, LLC2026-06-302026-08-0610,664$154,201None
Savvy Advisors, Inc.2026-06-302026-08-0483,949$1,213,900None
Carl P. Sherr & Co., LLC2026-06-302026-08-0411,325$163,760None
ENVESTNET ASSET MANAGEMENT INC2026-06-302026-08-0434,850$503,926None
OPPENHEIMER & CO INC2026-06-302026-08-0429,385$424,907None
DAYMARK WEALTH PARTNERS, LLC2026-06-302026-08-0182,107$1,187,267None
MGO ONE SEVEN LLC2026-06-302026-08-0123,959$346,451None
COMMONWEALTH EQUITY SERVICES, LLC2026-06-302026-07-3045,558$658,770None
WHITTIER TRUST CO2026-06-302026-07-29100,514$1,440,366None
WHITTIER TRUST CO OF NEVADA INC2026-06-302026-07-29175$2,490None
WEDBUSH SECURITIES INC2026-06-302026-07-2977,972$1,127,000None

90-day public filing window, up to 50 source positions.

Advisors Asset Management, Inc. ↗XTX Topco Ltd ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗JANE STREET GROUP, LLC ↗RIVERNORTH CAPITAL MANAGEMENT, LLC ↗COHEN & STEERS, INC. ↗ROYAL BANK OF CANADA ↗FIRST FOUNDATION ADVISORS ↗Invesco Ltd. ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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