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Public ownership evidence

First Trust Small Cap Value AlphaDEX Fund (FYT) Ownership Disclosures

Read FYT insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-14T02:54:47.600Z

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Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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90-day public availability window, up to 50 records.

Recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Corient Private Wealth LP2026-06-302026-08-283,565$248,885None
Kingsview Wealth Management, LLC2026-06-302026-08-20122,159$8,528,373None
Corient Private Wealth LP2026-06-302026-08-183,565$248,885None
Transamerica Financial Advisors, LLC2026-06-302026-08-1812$853None
IFG Advisory, LLC2026-06-302026-08-1519,854$1,386,086None
OSAIC HOLDINGS, INC.2026-06-302026-08-151,302$90,906None
OSAIC HOLDINGS, INC.2026-06-302026-08-1513,206$922,244None
FLOW TRADERS U.S. LLC2026-06-302026-08-153,318$232,000None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1512,558$876,718None
Medallion Wealth Advisors, LLC2026-06-302026-08-154,387$306,265None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15416$28,973None
Waverly Advisors, LLC2026-06-302026-08-156,113$426,770None
&PARTNERS2026-06-302026-08-154,624$310,912None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1512,412$869,523None
ROYAL BANK OF CANADA2026-06-302026-08-15126,963$8,864,000None
CITADEL ADVISORS LLC2026-06-302026-08-1516,678$1,164,350None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1514,500$1,012,296None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1529,611$2,067,248None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1536,814$2,570,124None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1564,185$4,480,949None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15153,676$10,728,678None
WELLS FARGO & COMPANY/MN2026-06-302026-08-1524,324$1,698,136None
Rockefeller Capital Management L.P.2026-06-302026-08-14819$57,223None
UBS Group AG2026-06-302026-08-1434,123$2,382,263None
MORGAN STANLEY2026-06-302026-08-14185,114$12,923,475None
MORGAN STANLEY2026-06-302026-08-144$329None
FMR LLC2026-06-302026-08-14867$60,523None
Regatta Research & Money Management2026-06-302026-08-13183$12,755None
Corient Private Wealth LP2026-06-302026-08-133,565$248,885None
Cetera Investment Advisers2026-06-302026-08-1368,397$4,775,046None
Baird Financial Group, Inc.2026-06-302026-08-137,164$500,144None
NewEdge Advisors, LLC2026-06-302026-08-1315$1,051None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-135,093$355,560None
STIFEL FINANCIAL CORP2026-06-302026-08-139,614$671,188None
JPMORGAN CHASE & CO2026-06-302026-08-1390$6,275None
JPMORGAN CHASE & CO2026-06-302026-08-1320$1,394None
JPMORGAN CHASE & CO2026-06-302026-08-135,170$360,495None
Private Wealth Asset Management, LLC2026-06-302026-08-123,100$216,422None
Advisory Alpha, LLC2026-06-302026-08-125,013$349,992None
Tower Research Capital LLC (TRC)2026-06-302026-08-125,260$367,219None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-1216$1,117None
Advisory Advocates, LLC2026-06-302026-08-114,704$328,421None
Proactive Wealth Strategies LLC2026-06-302026-08-11119,349$8,332,342None
LEVEL FOUR ADVISORY SERVICES, LLC2026-06-302026-08-113,591$250,717None
LPL Financial LLC2026-06-302026-08-08260,096$18,158,198None
PNC Financial Services Group, Inc.2026-06-302026-08-08207$14,425None
MML INVESTORS SERVICES, LLC2026-06-302026-08-088,425$588,196None
Focus Partners Advisor Solutions, LLC2026-06-302026-08-073,657$255,308None
Global Retirement Partners, LLC2026-06-302026-08-07170$11,868None
ROMAN BUTLER FULLERTON & CO2026-06-302026-08-0747,850$3,358,726None

90-day public filing window, up to 50 source positions.

Corient Private Wealth LP ↗Kingsview Wealth Management, LLC ↗Corient Private Wealth LP ↗Transamerica Financial Advisors, LLC ↗IFG Advisory, LLC ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗FLOW TRADERS U.S. LLC ↗SUSQUEHANNA INTERNATIONAL GROUP, LLP ↗Medallion Wealth Advisors, LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.