Public ownership evidence

First Trust Materials AlphaDEX Fund (FXZ) Ownership Disclosures

Read FXZ insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

Separate the three disclosure sources

Step 1 of 3

Recent institutional filing receipts

First Trust Materials AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
Transamerica Financial Advisors, LLC
Report period
2026-06-30
Available
2026-08-18
Reported shares
6
Value (USD)
$539
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001502149-26-000010
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXZ fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXZ fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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Transamerica Financial Advisors, LLC2026-06-302026-08-186$539None
Equitable Holdings, Inc.2026-06-302026-08-1826,402$2,097,341None
AMERIFLEX GROUP, INC.2026-06-302026-08-1579$6,276None
Synergy Investment Management, LLC2026-06-302026-08-15200$15,888None
Modern Wealth Management, LLC2026-06-302026-08-153,531$280,503None
WCG Wealth Advisors LLC2026-06-302026-08-1558,320$4,632,914None
Qube Research & Technologies Ltd2026-06-302026-08-15242$19,224None
OSAIC HOLDINGS, INC.2026-06-302026-08-152,497$198,384None
OSAIC HOLDINGS, INC.2026-06-302026-08-1536,604$2,908,117None
FLOW TRADERS U.S. LLC2026-06-302026-08-157,398$588,000None
GTS SECURITIES LLC2026-06-302026-08-154,006$318,237None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-157,441$591,113None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15577$45,757None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1515,187$1,221,773None
AMERIPRISE FINANCIAL INC2026-06-302026-08-1592,456$7,346,412None
ROYAL BANK OF CANADA2026-06-302026-08-1514,200$1,128,000None
ROYAL BANK OF CANADA2026-06-302026-08-1544,914$3,568,000None
TWO SIGMA INVESTMENTS, LP2026-06-302026-08-1580,167$6,368,466None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1550,000$3,972,000None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15108,338$8,606,356None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-1570,866$5,629,569None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15298,957$23,749,142None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15187,807$14,919,399None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15242,770$19,285,649None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15139,464$11,079,054None
Capital Square, LLC2026-06-302026-08-143,328$257,119None
Sanctuary Advisors, LLC2026-06-302026-08-142,699$214,407None
Rockefeller Capital Management L.P.2026-06-302026-08-1426,680$2,119,470None
Steward Partners Investment Advisory, LLC2026-06-302026-08-149,073$720,783None
UBS Group AG2026-06-302026-08-1413$1,033None
UBS Group AG2026-06-302026-08-14147,474$11,715,335None
Creative Planning2026-06-302026-08-148,664$688,273None
PGIM Custom Harvest LLC2026-06-302026-08-1426,833$2,131,614None
MORGAN STANLEY2026-06-302026-08-142$159None
MORGAN STANLEY2026-06-302026-08-1413$1,043None
MORGAN STANLEY2026-06-302026-08-142$159None
MORGAN STANLEY2026-06-302026-08-14405,579$32,219,207None
FMR LLC2026-06-302026-08-14179$14,258None
FRANKLIN RESOURCES INC2026-06-302026-08-14750$59,580None
COMPASS FINANCIAL MANAGEMENT LLC2026-06-302026-08-135,225$415,074None
Cetera Investment Advisers2026-06-302026-08-13101,653$8,075,297None
Baird Financial Group, Inc.2026-06-302026-08-137,473$593,655None
NewEdge Advisors, LLC2026-06-302026-08-131,536$122,042None
Summit Financial, LLC2026-06-302026-08-139,400$746,755None
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2026-06-302026-08-13136$10,772None
BAROMETER CAPITAL MANAGEMENT INC.2026-06-302026-08-1312,300$977,112None
BESSEMER GROUP INC2026-06-302026-08-1380$6,000None
HARBOUR INVESTMENTS, INC.2026-06-302026-08-1373,781$5,861,126None
STIFEL FINANCIAL CORP2026-06-302026-08-1350,766$4,032,895None
JPMORGAN CHASE & CO2026-06-302026-08-132,289$181,380None

90-day public filing window, up to 50 source positions.

Transamerica Financial Advisors, LLC ↗Equitable Holdings, Inc. ↗AMERIFLEX GROUP, INC. ↗Synergy Investment Management, LLC ↗Modern Wealth Management, LLC ↗WCG Wealth Advisors LLC ↗Qube Research & Technologies Ltd ↗OSAIC HOLDINGS, INC. ↗OSAIC HOLDINGS, INC. ↗FLOW TRADERS U.S. LLC ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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