Public ownership evidence

First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) Ownership Disclosures

Read FXR insider transactions, institutional 13F filings and Congressional disclosures with report dates, public availability and original receipts.

As of 2026-10-10T12:08:28.848Z

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Step 1 of 3

Recent institutional filing receipts

First Trust Industrials/Producer Durables AlphaDEX Fund: source evidence dated 2026-10-10T12:08:28.848Z.

Manager
B. Riley Wealth Advisors, Inc.
Report period
2025-03-31
Available
2026-08-29
Reported shares
10,511
Value (USD)
$732,020
Option
None
What you should see

The displayed owner or issuer and source fields identify the receipt to verify; keep reporting and availability dates separate.

Step 2 of 3

Is this an insider transaction, 13F holding, or Congressional event?

Each source has different dates and units. Raw ticker-matched receipts, including amendments, are not deduplicated current ownership totals.

13F 0001464811-26-000009
What you should see

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Step 3 of 3

Read FXR fundamentals

Follow the source receipt or manager/member profile. Avoid combining transaction value and 13F position value into an ownership percentage.

Read FXR fundamentals
What you should see

Keep reporting dates and units beside the answer, and inspect its original citations.

Recent Form 4 activity

No matching purchases, sales or awards were returned in this 90-day public filing window.

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No records are available for this view.

90-day public availability window, up to 50 records.

Recent institutional filing receipts

See the complete recent institutional filing receipts

These are raw ticker-matched positions in recent 13F receipts, including amendments. They are not deduplicated current ownership totals. Open the manager profile to inspect its effective filing book.

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B. Riley Wealth Advisors, Inc.2025-03-312026-08-2910,511$732,020None
TUCKER ASSET MANAGEMENT LLC2026-06-302026-08-28808$73,625None
MERCER GLOBAL ADVISORS INC /ADV2026-06-302026-08-204,325$394,094None
Transamerica Financial Advisors, LLC2026-06-302026-08-18278$25,382None
CENTAURUS FINANCIAL, INC.2026-06-302026-08-188,685$791,000None
AMERIFLEX GROUP, INC.2026-06-302026-08-15258$23,509None
Modern Wealth Management, LLC2026-06-302026-08-1598,910$9,012,666None
EARNED WEALTH ADVISORS, LLC2026-06-302026-08-15264,853$24,133,374None
NFSG Corp2026-06-302026-08-1575$6,834None
XTX Topco Ltd2026-06-302026-08-153,415$311,175None
Bellwether Advisors, LLC2026-06-302026-08-152,650$241,468None
IFG Advisory, LLC2026-06-302026-08-15586$53,410None
OSAIC HOLDINGS, INC.2026-06-302026-08-153,045$277,422None
OSAIC HOLDINGS, INC.2026-06-302026-08-1565$5,923None
OSAIC HOLDINGS, INC.2026-06-302026-08-1530,691$2,797,047None
Orion Porfolio Solutions, LLC2026-06-302026-08-158,534$777,618None
Regal Investment Advisors LLC2026-06-302026-08-1527,137$2,472,741None
FLOW TRADERS U.S. LLC2026-06-302026-08-1518,972$1,729,000None
GTS SECURITIES LLC2026-06-302026-08-1523,183$2,112,435None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1531,308$2,852,785None
SUSQUEHANNA INTERNATIONAL GROUP, LLP2026-06-302026-08-1521,561$1,964,638None
Ancora Advisors LLC2026-06-302026-08-1595$8,656None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-15183$16,675None
FIDUCIARY FINANCIAL ADVISORS2026-06-302026-08-1516$1,458None
Waverly Advisors, LLC2026-06-302026-08-155,521$503,074None
&PARTNERS2026-06-302026-08-154,968$444,925None
JONES FINANCIAL COMPANIES LLLP2026-06-302026-08-1531,569$2,840,935None
Harvest Investment Services, LLC2026-06-302026-08-154,808$438,105None
MAI Capital Management2026-06-302026-08-154,455$405,943None
ROYAL BANK OF CANADA2026-06-302026-08-151,010$92,000None
ROYAL BANK OF CANADA2026-06-302026-08-15199$18,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,478$135,000None
ROYAL BANK OF CANADA2026-06-302026-08-1538,332$3,493,000None
ROYAL BANK OF CANADA2026-06-302026-08-151,435$131,000None
GOLDMAN SACHS GROUP INC2026-06-302026-08-1511,502$1,048,062None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15355,380$32,382,187None
RAYMOND JAMES FINANCIAL INC2026-06-302026-08-15177,878$16,208,275None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15352,802$32,147,295None
WELLS FARGO & COMPANY/MN2026-06-302026-08-15440,790$40,164,778None
WELLS FARGO & COMPANY/MN2026-06-302026-08-153,404$310,172None
BANK OF AMERICA CORP /DE/2026-06-302026-08-1533,818$3,081,496None
BANK OF AMERICA CORP /DE/2026-06-302026-08-15318,969$29,064,487None
Silver Grove Financial Group, Inc.2026-06-302026-08-1449$4,465None
Asset One Wealth Management LLC2026-06-302026-08-149,980$885,326None
MPWM ADVISORY SOLUTIONS, LLC2026-06-302026-08-14446$40,639None
Sanctuary Advisors, LLC2026-06-302026-08-143,630$330,779None
Rockefeller Capital Management L.P.2026-06-302026-08-143,204$292,021None
Steward Partners Investment Advisory, LLC2026-06-302026-08-144,315$393,196None
UBS Group AG2026-06-302026-08-14698$63,602None
UBS Group AG2026-06-302026-08-1483$7,563None

90-day public filing window, up to 50 source positions.

B. Riley Wealth Advisors, Inc. ↗TUCKER ASSET MANAGEMENT LLC ↗MERCER GLOBAL ADVISORS INC /ADV ↗Transamerica Financial Advisors, LLC ↗CENTAURUS FINANCIAL, INC. ↗AMERIFLEX GROUP, INC. ↗Modern Wealth Management, LLC ↗EARNED WEALTH ADVISORS, LLC ↗NFSG Corp ↗XTX Topco Ltd ↗

Recent Congressional disclosures

No matching Congressional transactions were returned in this source preview.

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No records are available for this view.

Bounded public source preview, up to 25 disclosed events.

How to read the disclosure dates

The tables report different things: insider transactions, institutional positions and Congressional transaction ranges. Read each table with its source dates and units. They cannot be added into a combined ownership percentage.

  1. Company insiders

    SEC Form 4 purchases, sales and awards report transactions and their public filing availability.

  2. Institutional managers

    13F reports disclose delayed quarter-end positions. They are not a record of trades between quarters.

  3. Congressional filers

    Periodic transaction reports disclose transaction dates and amount brackets. Public filing dates determine what researchers could know.

Institutional source directory ↗Congressional source directory ↗

Read the transaction codes

Awards use transaction code A, purchases P and sales S. An acquisition from an award is not the same as an open-market purchase. Joint filers may share a transaction. Use original receipts and availability dates to interpret the events.

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